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16 Nov

Podcast: moving the regulatory mountain with RegTech

  • 16th November 2018
  • Eman Galea

Two years ago, few people had even heard the term RegTech. Today the sector is booming, with rising venture capital investment and a growing group of regulatory agencies that are directly driving change. It has become clear that we’re in the process of digitizing finance, and that therefore, we can — and must — digitize..

08 Nov

eComms Surveillance: Benchmarking your approach

Electronic Communications (eComms) Surveillance is an increasingly crucial element of trade surveillance for financial services firms. In the context of regulatory requirements from Dodd-Frank, MiFID II and MAR, firms are reliant upon being able to capture, analyse and index data from a wide range of electronic sources. Last quarter JWG was pleased to be commissioned..

01 Nov

Monitoring your clients’ data quality: a 2019 RegTech opportunity

  • 1st November 2018
  • Eman Galea

The regulatory drive towards Ultimate Beneficial Owner (UBO) transparency continues through the 5th Anti Money Laundering Directive (AMLD V), further complicating an already complex landscape. From 10 January 2020, the Member States and firms will now be responsible for ensuring that discrepancies in beneficial ownership data in central registrars, like Companies House are reconciled. The consequences of..