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Trade Surveillance and eComms: Benchmarking your approach
Archive
16 Aug
2018

Trade Surveillance and eComms: Benchmarking your approach

  • 16th August 2018
  • Tom Bicknell

JWG are pleased to announce the launch of our latest survey: ‘Trade Surveillance and eComms: Benchmarking your approach’. The aim of the survey is to establish an understanding of the existing compliance efforts being implemented across the industry, how eComms Surveillance can be enhanced, and the application of new technologies to the process. Since the..

21 Feb
2018

RegTech and trading: re-gaining control

  • 21st February 2018
  • Daniel Simpson

For years the industry has been at work on the construction site of MiFID II. This has produced a building of basic structural integrity, but one that remains incomplete, and one that has required such a singular focus that surrounding constructions have been neglected. MiFID II is one of the biggest regulatory changes since the..

14 Feb
2018

Waking up to the power of RegTech?

  • 14th February 2018
  • Letitia Bolton

The past year has been illuminating for the RegTech market, the past twelve months has seen an increase in discussion on the application of technology to regulatory compliance. We have seen action from the regulators, including the FCA’s recent TechSprint in which we at JWG were involved, and major regulatory initiatives, most notably MiFID II,..

13 Feb
2018

RegTech Capital Markets 2018: Ready for launch – are you on board?

  • 13th February 2018
  • PJ Di Giammarino

Everywhere we turn these days, we find new opportunities to explore what RegTech is all about. New training courses, associations and of course conferences abound. With so much momentum now behind the RegTech agenda, the market needs to be on the same page about standards, collaboration and technological capabilities. This is why we are so..

02 Jan
2018

MiFID II – the last stretch is (also) paved with paper 

In July 2017 we drew on RegDelta’s database of regulatory documents to estimate that MiFID and MiFID II accounted for 1.4m paragraphs of rules, guidance and policy. That figure drew gasps from the industry press but we were clear it was inevitably going to rise further. We have now calculated that just under 300,000 paragraphs have been added in the second half of 2017 – a slight pickup in pace since..

22 Dec
2017

The state of RegTech

Thomson Reuters Regulatory Intelligence originally published this article on 21/12/2017. Thomson Reuters Regulatory Intelligence speaks to important figures in the compliance and financial arena to hear their thoughts and discuss wider issues related to their fields. Today we talk to PJ Di Giammarino founder and CEO of regulatory think-tank JWG–IT, trusted by the global financial..

06 Dec
2017

RegDelta supports redefinition of reporting for regulators

London, UK – 06 December 2017 – Over the last two weeks JWG, the trusted industry expert in regulatory intelligence, has been participating in a reporting TechSprint organised by the Financial Conduct Authority (FCA) and Bank of England (BoE). The successful Sprint was set up to explore the potential for model-driven, machine executable regulation with..

10 Nov
2017

SFTR: challenges and changes down the road

Challenges are on the horizon for firms subject to the Securities Financing Transactions Regulation enforced through the European Commission.  The Securities Financing Transactions Regulation, or SFTR, was announced back in 2014 and entered into force on 12 January 2016.  It is geared to be fully implemented by 2019 with the last phase in occurring during..

24 Oct
2017

Getting new MiFID II reports wrong could cost millions

Let’s face it, getting data right is never easy and, with MiFID II’s drive for transparency kicking into high gear, the risks of getting reporting wrong are greater than ever. With additional reporting regime change coming next year, why not make your life easier and join in the industry RegTech collaborations in this space? Recognise the risks Trade and transaction reporting fines come with..