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The known customer data unknowns of AMLD V
Articles
08 Oct
2018

The known customer data unknowns of AMLD V

With 322 working days left till the go-live date of the Fifth Anti-Money Laundering there is still a lot of work to be done and data challenges to be resolved. It has been a longstanding goal of the global groups such as the G7, World Bank, the International Monetary Fund and the Financial Action Task..

27 Sep
2018

An industry framework for SFTR implementation

With only 394 working days left till the estimated go-live date of the Securities Financing Transactions Regulation (SFTR) there is still so much work to be done and challenges to be resolved. Whilst there seems to be no shortage of collaborative efforts looking to tackle ambiguous data fields and inconsistent life-cycle events across counterparties, very..

27 Sep
2018

Using AI in surveillance

On 30 October 2018 JWG will be running a session of our Trade Surveillance Special Interest Group (TSS), the session will focus on the use of Artificial Intelligence for Trade Surveillance purposes. The discussion will cover how AI is being deployed within trade surveillance systems as well as holistic surveillance more broadly including aspects such..

16 Aug
2018

Trade Surveillance and eComms: Benchmarking your approach

  • 16th August 2018
  • Tom Bicknell

JWG are pleased to announce the launch of our latest survey: ‘Trade Surveillance and eComms: Benchmarking your approach’. The aim of the survey is to establish an understanding of the existing compliance efforts being implemented across the industry, how eComms Surveillance can be enhanced, and the application of new technologies to the process. Since the..

03 Aug
2018

Trade Surveillance: How quality assurance is shifting the landscape

Both MAR and MiFID II ushered in many new requirements that have forced firms to completely re-assess their approach to trade surveillance. One significant consequence is that firms are having to spend more time and resources on quality assurance controls that ensure trade surveillance systems are both appropriate and effective. MAR, for example, includes a..

02 Aug
2018

Brexit: HMT publishes details on the Temporary Permissions Regime

HM Treasury has published a draft regulation outlining UK regulators’ plans to smooth the transition for inbound passporting firms in the event of a ‘no deal’ Brexit. The draft regulation outlines a temporary permissions regime that will enable EEA financial services firms operating in the UK via a passport to continue their UK operations for..

01 Aug
2018

Latest RegBeacon published

We are now 10 years on from the crisis which began the seemingly never-ending stack of regulation that we continue to plough through. As with any infrastructure project the post-crisis regulatory framework requires renewal and repair. Regulators are revisiting reporting regimes and data standards, and are looking at the emergence of new technology, whilst at..

05 Jul
2018

AMLD V’s top implementation challenges and the fight against financial crime

  • 5th July 2018
  • Eman Galea

As the European Union starts to roll out its Fifth Amendment of the Anti-Money Laundering Directive (AMLD V), financial criminals continue to become more sophisticated and less detectable. With an 18-month transposition period, it is critical for firms to implement the new, more prescriptive rules efficiently and effectively. Join us and 20-plus firms at the..

26 Jun
2018

JWG engages in partnership with BMO to help drive regulatory change management

JWG are pleased to announce a partnership with BMO Capital Markets (BMO) where it will provide BMO access to its AI-powered, natural-language processing change management system — RegDelta. Ten years after the financial crisis, the financial services industry continues to face a changing and complex landscape, and this is particularly true for capital markets. RegDelta™..