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29 Jul
2020

UK regulators must “bless the code” to operationalise EMIR digital regulatory reporting

  • 29th July 2020
  • Rachel Wolcott

UK regulators must endorse a single digital interpretation of European Market Infrastructure Regulation (EMIR) reporting rules if the digital regulatory reporting (DRR) work underway with industry collaborators is to succeed. The private sector has engaged and done much of the heavy lifting to prove digital regulatory reporting works for all kinds of business models, said Read More

23 Jul
2020

COVID-19: UK FCA preparing to resume routine in-person supervisory visits, virtual visits to continue

As COVID-19 restrictions are eased, the UK Financial Conduct Authority (FCA) plans to resume routine in-person supervisory visits where circumstances permit. The regulator has maintained the ability to make urgent and emergency on-site supervisory or enforcement visits throughout the lockdown period, officials said. An FCA spokeswoman declined to comment on this. The FCA and the Read More

02 Jul
2020

RegTech light on FS IT and data risk – Registration open 21 July

How a firm manages data is now intrinsic to its value, yet the FS risk management framework provides no way to account for IT obsolescence, cloud concentration and data risks on the balance sheet. An explosion of advanced computing capability facilitated by cloud technology has provided massive benefits to both regulated financial institutions and their Read More