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On 1 April 2016, the European Commission’s Delegated Regulation (EU) 2016/467 relating to Solvency II – the European risk-based capital regime – was published into the Official Journal of the…

…mandate, complexity and timing. 10 Solvency II: rethinking infrastructure investments On 1 April 2016, the European Commission’s Delegated Regulation relating to Solvency II – the European risk-based capital regime –…

…Requirements Directive (CRD IV) and Solvency II. After uploading the policy statement into our RegDelta Risk Library, we were able to compare the topic deltas between the document and the…

…implement the ongoing change requests. This is on top of managing their existing obligations under regimes such as CRD IV, BCBS 239, RRPs or Solvency II. As more and more…

…The data requirements coming from regulations such as MiFID II, CRD IV, EMIR and Solvency II are increasingly granular, and firms need to be able to put them in context…

…251-page consultation on the transposition of Solvency II. The most important part of this consultation concerns the long-term guarantees (LTG) package, which is a set of new measures designed to…

…II to MiFID I (Article 50(1) subparagraph 1); and (ii) clients who have requested to be treated as professional clients (professional clients on request in accordance with Annex II, section…

…from internal control and corporate governance regulations covering banking and insurance sectors, i.e., Capital Requirements Directive (CRDIV), Solvency II Directive, Payment Services Directive (PSD), Electronic Money Directive (EMD) and Insurance…

…Bailey calling out the EU for the ‘shocking’ implementation cost of the continually delayed Solvency II. This is a double edged sword. Clearer, proportionate rules with predictable penalties, and holding…

…the topics of unauthorised documents for retail investors, application of the rule to non-EEA persons, Solvency II information, structured deposits, optional disclosures, adviser charges and modification of general application COBS…

…Considering the increasingly complex internal and statutory requirements of industry specific regulatory reporting, such as AIFMD, Solvency II, Basel III, MiFID II, etc., there is a risk of inconsistent reporting…

…collaboration across public and private sectors will be needed. Looking down our list of regulatory programmes in markets (e.g., MiFID, EMIR, SFTR, benchmarks), risk (e.g., Solvency II, CRD IV, FRTB)…

…produce conflicting requirements for its use across risk, trading and other 2014 regulatory initiatives (e.g., Solvency II, AMLD IV etc…), forcing firms to implement yet another mapping column. Without guidance…

…window for 2014-15 that all need data support. Trans-atlantic examples include: the EBA’s data point model for CRD IV reporting, RRPs, EMIR, MiFID II and Solvency II; and there are…

…MiFID II, and insurance firms under Solvency II will require an LEI from June 2015 (from June 2016 for all other insurance firms). Central Securities Depositories (CSDs) will require LEIs…

…reports sent on a T+1 basis to different bodies and aggregated in parallel with risk used for statistics. Furthermore, some regulatory rules, like CRD IV, AnaCredit and Solvency II, require…

…final publication of important new regulations in the Official Journal of the EU, including SFTR, Payment Services Directive 2 and the third group of implementing regulations on Solvency II. This…

…II, a Directive, will need to be transposed by each member state into national law. As such, the UK will use the rules in MiFID II to impose its own…

…Dodd-Frank, Solvency II, BRRD, AML and others have popped up on the radar. Needless to say, for those of you in the regulatory implementation field, there are many new artefacts…

…beginning to change tack. For instance, the Prudential Regulatory Authority requested all entities that fall within the scope of Solvency II to request an LEI code by 30 June 2015,…

…more, other regulatory rules, like CRD IV, AnaCredit and Solvency II, require information in formats which will need to be looked at in conjunction with trade and transaction reporting (T&TR)…

…they are forced to exchange. 2012 has been a year of shifting and completely missed deadlines, with Solvency II, FATCA, Basel III, RRPs for banks, MiFID II/MiFIR, AMLD, the Data…

…(CASS) is high on several professionals’ worry lists for 2014, in the way it requires firms to tie assets back to individual clients. CRD IV and Solvency II also require…

…of funding Obstacles regarding national laws (insolvency, collateral and securities law, as well as market infrastructure and tax barriers). As promoting innovation and broadening the range of financing options available…

…the form of deposits, to meet redemption requests in the event of mass withdrawals fully protecting consumers in case of insolvency. United Kingdom (UK) Stablecoins that are fiat-referenced and used…

…involved in FATCA or AML will know that beneficial ownership means different things in different places and can be measured in different ways. For example, the Basel II/III definition is…

…as interbank, central bank and securities lending. This will ultimately entail greater requirements for these functions, such as ensuring their continuity in case of insolvency and restrictions on outsourcing, and…

…just one of the many MiFID II implementation challenges JWG will be covering in our MiFID II implementation training on 24 March in London. We have 3 spare seats so…

…group undertakings. While the legislation mostly concerns the rights of resolution authorities to enforce special insolvency processes on these firms if they fail, with power comes the need for resolution…

…in different ways. For example, the Basel II/III definition is calculated through economic ownership and solvency procedures, while for money laundering purposes the definition has to take a more legal…

…the EU. From CRR/CRD IV to CRRII/CRD V: what are the differences? So far, we have discussed the similarities between CRR II/CRD V and the current Basel III framework. But…