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Client Management SIG (CMS): This group focuses on AML and other regulations which govern client conduct.

 

Meeting: CMS 17AML registry data project priorities

 

Date: 3 March

 

Time: 16:00-17:30

 

Venue: Deutsche Bank

 

Virtual protocol: dial in will be available

 

Materials:

  • RegTech Council overview
  • AML registry data project overview
  • RTC membership agreement

 

Agenda:

  1. RegTech Council status update following 24 Feb FCA industry call
  2. Overview of AML registry data project and timelines
  3. Group discussion of desired outcomes
  4. Key milestones/ dates for RTC and next steps for CMS
  5. Next steps

 

 

Please see Below a list of Documents from previous meetings:

2020

0320 JWG CMS 17 AML registry data v1.0

JWG-CMS-RTC-UBO-30-Jan-2020-v1.2.pdf (31 downloads)

2019

JWG-CMS-Citadel-27-Nov-2019-v1.1_published.pdf (48 downloads)

0919 JWG CMS14 FCA Citadel UBO Minutes v1.0

JWG-CMS-Meeting-26-Sept-2019-deck.pdf (64 downloads)
CMS13-Registry-gaps-targets-priorities-Minutes-v1.2.docx (81 downloads)
JWG-CMS 13-Meeting-23-July-2019-v1.3.pptx (72 downloads)
RegTech-CMS-12-v1.1.pptx (75 downloads)
0519-JWG-RegTech-CMS-12-v1.1.pptx (75 downloads)
CMS-11-AMLDV-1-1- (16/04/2019) [Powerpoint] (71 downloads)
CMS-Minutes-(07/03/19) [PDF] (0 downloads)
CMS-10-3 (07/03/2019) [PowerPoint] (0 downloads)
AMLDV-programme-office-v1.0 (07/03/2019) [PowerPoint] (74 downloads)

 

 

2018

CMS-IV-Deck-vFinal (30/01/2018) [PowerPoint] (73 downloads)
CMS-IV-minutes_final (30/01/2018) [Word] (67 downloads)
CMS-V-vfinal (19/04/2018) [PDF] (65 downloads)
CMSVI-minutes-v.2 (21/06/2018) [PDF] (76 downloads)
CMS-VI-v.2 (21/06/2018) [PowerPoint] (71 downloads)
CMS-7-AMLDV-v.1-2 (09/08/2018) [PowerPoint] (76 downloads)
CMS-VII-minutes (09/08/2018) [PDF] (66 downloads)
CMS-7-AMLDV-v.1-3 (09/08/2018) [PowerPoint] (68 downloads)
CMS8-Minutes-V2- (11/10/2018) [Word] (73 downloads)
AMLDV-controling-data-risk-v3-2 (11/10/2018) [PowerPoint] (75 downloads)
CMS-Minutes-(13/12/2018) [Word] (66 downloads) [/vc_column_text][/vc_column][/vc_row]