Context Are you a senior executive or compliance officer for a financial services firm? If so, then you know that the industry’s regulatory framework is changing fast. MiFID III, the Edinburgh plan and DFA II consultations were published in December 2022. It can be difficult to keep up with all the changes – but that’s…

The CEO’s reporting challenge is considerable.  Regulators are asking firms to raise the standard of regulatory returns to the same care and diligence given to financial reports and Basel IV is on its way for 2023. New approaches to interpreting reporting obligations and validating the calculations required with additional data sources can help. JWG, an…

Hong Kong is a global financial powerhouse, being the regional hub to most of the world’s major international and regional banks, securities firms, insurers and asset managers; the Greater Bay Area’s financial gateway; the first home of many leading Chinese financial institutions and fintechs when they first expand outside the Mainland; and the progressive birthplace…