TSS 20: SM&CR Guidance and MAR II/MiFID III

August 6, 2020 4:00 pm

Archived Online

We are making good progress in our 1:1 discussion of policies, controls and the availability of resources and look forward to presenting the conclusions in the context of MAR II / MiFID III. The group met to discuss current regulatory demands on global surveillance functions. It reviewed new BCBS Operational Risk principles and EBA/ESMA suitability…

RRDS 18: EMIR Refit – Scope of Work & Path Forward

October 10, 2019 4:00 pm

1, Basinghall Avenue, England, EC2V 5DD, United Kingdom

Archived In-person

Round the table: ​ Firms: Allianz, Blackrock, BMO, Citi, Credit Suisse, DB, GAM, Goldman Sachs, LBG, Morgan Stanley, Standard Chartered, UBS​ Infrastructure: Regnosys, Inforalgo, Business Semantics​ Trade Associations: ISDA​ 25 people will discuss:​ A proposal for a RegTech Council EMIR Refit interpretation project​ Benefits and resource commitments​ Key stakeholders, thresholds and next steps for the launch of Q4 project​ What to…

RRDS 19: EMIR Refit – DRR Launch Plan

November 26, 2019 4:00 pm

8, Finsbury Circus, England, EC2M 7GB, United Kingdom

Archived In-person

Round the table: ​ Firms: Allianz, BMO, Citi, CS, DB, GAM, Goldman Sachs, LBG, RBS, Santander, Standard Chartered, UBS​ Regulator: FCA ​ Infrastructure: Regnosys, Inforalgo​ Trade Associations: ISDA. FIA​ 25 people will discuss:​ A proposal for a RegTech Council EMIR Refit interpretation project​ Thresholds and next steps for the launch of the RegTech Council project​ Define next steps for RRDS in 2020

RRDS 23: UK OTC Reg Reporting Project Launch

June 2, 2020 4:00 pm

Archived Online

Round the table: ​ Firms: BMO, BNY Mellon, Citi, Credit Suisse, DB, GAM, Goldman Sachs, Invesco, LBG, Morgan Stanley, Pictet, PIMCO, Santander, SEI, TD, UBS​ Infrastructure: Accenture, Business Semantics, Capco, DTCC, EY, Fujitsu, LRH, LSEG, Quorsus, SETL, SWIFT​ Trade Associations: AFME, ICMA, ISDA, EVIA, FIA, FTC​ Regulators: BoE, ECB, FCA

RRDS 22 – Jumpstarting OTC Reg Reporting 2.0 Roadmap

April 30, 2020 4:00 pm

Archived Online

Round the table: ​ Firms: BMO, BNY Mellon, Citi, Credit Suisse, DB, Goldman Sachs, Invesco, LBG, Pictet, PIMCO, Santander, SEI, TD, UBS​ Infrastructure: Accenture, Bloomberg, Business Semantics, Capco, DTCC, Elax, EY, LRH, LSEG, Market Axess, Quorsus, SETL​ Trade Associations: AFME, ICMA, ISDA, EVIA, FIA, FTC​ Regulators: BoE, ECB, FCA​ ​ 40 people will discuss:​ Expectations of UK OTC regulatory reporting​ Transparency 2.0 target…

RRDS 21 European & UK Regulatory Data Plumbing Plans

March 19, 2020 12:00 am

Archived Online

On 19 February  the European Commission unleashed radical new plans to spend billions on a new data strategy which is based on a report from an expert group. Buried in the detail is a clear indication that the forthcoming digital finance strategy in Q3 will be focused on ‘pro-competitive’ regulatory data reporting standards.   Conveniently…

RRDS 20 – EMIR Refit – DRR Project Plan + EC Fitness Check & FCA/BOE DRR Update

January 9, 2020 12:00 am

49A, Skinner Street, England, EC1R 0HR, United Kingdom

Archived In-person

  We are pleased to be kicking off the DRR discussion with a brief recap of lots of *new activity* since we last met in November: UK data strategies The FCA's data strategy The Bank of England's Discussion Paper (DP): Transforming data collection from the UK financial sector Digital Regulatory Reporting: Phase 2 Viability Assessment (PDF) {Background:…