TSS 20: SM&CR Guidance and MAR II/MiFID III
August 6, 2020 4:00 pm
Archived Online
- Present in
- Member Only,
- SIG,
- TSS,
We are making good progress in our 1:1 discussion of policies, controls and the availability of resources and look forward to presenting the conclusions in the context of MAR II / MiFID III. The group met to discuss current regulatory demands on global surveillance functions. It reviewed new BCBS Operational Risk principles and EBA/ESMA suitability…