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Since 2006 we have worked with hundreds of firms, regulators and the vendors run over 400 workshops, written 600+ articles, authored dozens of papers, and participated in scores of physical and virtual events. Our ‘safe space’ has helped a heavily regulated industry without a prescriptive approach to solutions tackle trading, surveillance, reporting, AML/KYC, infrastructure and industry governance solutions in an independent manner.
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Reporting & Reference Data
This hub covers reporting to regulators including: transaction reporting, trade reporting, prudential reporting, identifiers
This hub covers regulatory challenges for technical infrastructure including: cloud, data, new technology and risk controls.
This hub covers the patchwork of regulations which govern the way firms manage trading risk including: eComms, voice and trade surveillance.
This hub focuses on the regulatory fight against financial crime and how PET, AI/ML and semantics can achieve better outcomes.
This hub covers trading issues of what can be traded, where it can be traded, which types of firm can trade it and what systems they need to have in place to do so.
This hub covers the way regulators and regulated are governing the way regulations are developed, implemented and monitored
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