Welcome back !
Since 2006 we have worked with hundreds of firms, regulators and the vendors run over 400 workshops, written 600+ articles, authored dozens of papers, and participated in scores of physical and virtual events. Our ‘safe space’ has helped a heavily regulated industry without a prescriptive approach to solutions tackle trading, surveillance, reporting, AML/KYC, infrastructure and industry governance solutions in an independent manner.
Specialised LinkedIn Groups. Targeted Articles. Relevant content.
All available hubs
To change your hubs subscription edit your profile here.
Reporting & Reference Data
This hub covers reporting to regulators including: transaction reporting, trade reporting, prudential reporting, identifiers
Digital Integrity
This hub covers regulatory challenges for technical infrastructure including: cloud, data, new technology and risk controls.
Trade Surveillance
This hub covers the patchwork of regulations which govern the way firms manage trading risk including: eComms, voice and trade surveillance.
Client Management
This hub focuses on the regulatory fight against financial crime and how PET, AI/ML and semantics can achieve better outcomes.
RegTech Trading
This hub covers trading issues of what can be traded, where it can be traded, which types of firm can trade it and what systems they need to have in place to do so.
RegTech Council
This hub covers the way regulators and regulated are governing the way regulations are developed, implemented and monitored
Partner Content
No content found.
Latest Intelligence Library
| Title | Date | Categories | categories_hfilter |
|---|