A spotlight on the business impact of digital regulation

Episode 16
$2B reasons for surveillance RegTech

Available on all major podcast platforms, including:

Listen

On 27 September, US regulators served 16 Wall Steet firms nearly $2 billion in fines for doing business over personal applications like WhatsApp. The CFTC proclaimed the era of evasive communications practices to be over. However, as the FCA’s MarketWatch 69 illustrates, firms have struggled to implement surveillance policies which are fit for purpose. 2 decades after ‘Minority Report’ the technology exists to provide compliance with more support, but policy owners wrestle with fragmented market, privacy and AI rules which push back on adopting holistic approaches which cover the globe.  In the run up to JWG’s 9-10 November virtual conference we ask experts what should be on the RegTech agenda for 2023.

Please join us to get access to all the virtual sessions on demand for 6 months.

Register here

For more:

  • Market Watch 69 & RegTech analysis here and RegCast here
  • Good digital surveillance here
  • Digital surveillance of democratized finance here
Speakers and Guests
Listen

Download MP3 Audio
Latest Episodes
Episode 20
De-risking ‘the how’

Aired on: November 1, 2022

Episode 19
DRR Music ups tempo

Aired on: October 24, 2022

Episode 16
TradFi trading & Digital Asset controls

Aired on: October 17, 2022

Episode 17
Digitizing the regulatory horizon

Aired on: October 11, 2022

Episode 16
$2B reasons for surveillance RegTech

Aired on: October 5, 2022

Episode 15
Accountability RegTech in Ireland 2024

Aired on: September 27, 2022

Episode 14
RegTech year 7: Digitally native

Aired on: September 12, 2022

Episode 13
Reviving FinCrime RegTech

Aired on: July 23, 2022

Episode 12
FinCrime RegTech at the crossroads

Aired on: July 1, 2022

Episode 11
An Interpol for sanctions

Aired on: June 23, 2022

Episode 10
Digitalising sanctions

Aired on: June 20, 2022

Episode 9
When DeFi catches the AML car

Aired on: June 1, 2022

Episode 8
Episode 7
Market Watch 69 & RegTech

Aired on: May 24, 2022

Episode 6
Economic crime & RegTech plans

Aired on: May 10, 2022

Episode 5
Protecting Digital Asset Investors

Aired on: March 17, 2022

Episode 4
Managing Digital Asset risk

Aired on: March 15, 2022

Episode 3
Trading Digital Assets on TradFi rails

Aired on: March 11, 2022

Episode 2
Good digital surveillance

Aired on: March 4, 2022

Episode 1
Top 5 RegTech themes 2022

Aired on: February 4, 2022

Episode 20
Disrupting compliance

Aired on: December 10, 2021

Episode 19
Digital supply chain transparency

Aired on: November 12, 2021

Episode 18
Digitizing Compliance’s many dashboards

Aired on: November 5, 2021

Episode 17
Digital compliance

Aired on: October 28, 2021

Episode 16
Staying in control of a digital age

Aired on: October 15, 2021

Episode 15
Implementing RegTech control solutions

Aired on: October 15, 2021

Episode 14
Episode 13
RegTech from horizon to controls

Aired on: October 7, 2021

Episode 12
NextGen SupTech reporting

Aired on: September 28, 2021

Episode 11
Episode 10
MiFID III & Digitalizing Markets

Aired on: July 29, 2021

Episode 9
Approaching the CBDC border

Aired on: June 29, 2021

Episode 8
Episode 7
Democratizing markets

Aired on: April 27, 2021

Episode 6
Episode 5
Episode 3