Episode 3
Digital roars and new regulatory frameworks

This episode shines a spotlight on the new. digital capabilities required to track neo brokers, digital influencers (e.g., roaring kitty) and the new on-line herds of citizens that can influence market pricing (e.g., GameStop).

Picking up where we left off in RegCast 2, RegCast3 covers the key questions which politicians are asking the market the US, EU and UK from a perspective of what it means to the digital agenda. We examine what needs to change in the rulebooks, the data and the risk dashboards for regulators and firms.

Key topics:

• 1 March Treasury Select Committee hearing
• FCA data transformation new hires
• BoE Transforming data collection
• Kalifa review of UK FinTech
• FCA MIFID II product governance review
• FCA Neil Woodford statement
• EU Parliament Game Stopped analysis
• FCA risk dashboard analysis 

Speakers and Guests

• Gavin Stewart

  Director, Financial Services Group, Grant Thornton

• PJ Di Giammarino

  CEO, JWG

• Rachel Wolcott

  Senior editor, risk and compliance

  Thomson Reuters Regulatory Intelligence

• Sam Tyfield

  Partner

  Shoosmiths

Related Podcast Content

• Article

  UK regulators ask firms to stump up staff and cash for data transformation programme

• Article

  FCA to develop dashboards; will move uncooperative firms “out of the system far quicker” – CEO

• Podcast

  Newsflash: Digital roars now available on RegCast