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A busy December for financial regulation!
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24 Jan
2017

A busy December for financial regulation!

  • 24th January 2017
  • Darshna Pindoriya

Never mind a busy December, all in all, it was a busy year for financial regulation as shown in one of our previous articles, as 384 regulatory documents were captured and uploaded in our trade and transaction RegDelta library. MiFID II Before Christmas, we saw ESMA publish many documents much like in January 2016 with Read More

01 Jul
2016

A practical application of RegTech – meeting trading obligations

By January 2018, European legislation will have significantly changed the financial services sector. The sheer volume of transactions, products and firms affected by new regulation means that we can say goodbye to the trading landscape we currently know. In particular, new rules under MiFID II will impact how and where market participants execute trades. All Read More

04 Dec
2013

Dangerous dealings: Legal risk in the context of market data

By James Humphrey-Evans, Bortstein Legal Group With annual revenues in excess of USD 20 billion, the market data industry is complex and large. It is no surprise that using, buying, creating or selling market data presents a range of risks, including technology, financial and legal risk.  Legal risk typically arises from breach of obligations under Read More