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12 Jan
2017
FCA 4th CP, FCA MiFID II, FCA MiFID Consultation, FCA Tied agents, FCA specialist regimes

The FCA’s 4th MiFID II consultation: an eclectic mix of technical standards

On 16 December 2016, the Financial Conduct Authority (FCA) published their fourth and final consultation paper (CP) on implementing MiFID II regulations into domestic regulation by 3 July 2017, which will be applied to firms from 3 January 2018.  MiFID II aims to bolster competition in the EU’s financial market by creating a single market Read More

09 Feb
2015

Doing regulation right? Go tribal

JWG analysis. It’s only February and we’ve laid out quite a programme of work for 2015.  Digesting the 4,000-page Christmas gift, curing the KYC sickness, cutting a trail through MiFID II and taming your global trading troubles – and we’re not yet at the midpoint of the first quarter.  Sadly, it is not a blip Read More