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MiFID II Product Governance Framework- Changing the face of Investor Relations
Archive
19 Oct
2016

What next for SFTs after SFTR? – Article 29(3) report

  • 19th October 2016
  • Kara Paslawska

The Securities Financing Transitions Regulation (SFTR) has been introduced in the light of the G20’s agenda to address concerns of the build-up of leverage and pro-cyclicality which can be caused by securities transactions. Article 29(3) of SFTR specifically asks ESMA along with European Banking Authority (EBA) and European Systemic Risk Board (ESRB) to help ESMA Read More

11 Oct
2016

FCA third MiFID II consultation paper aimed at investor protection

  • 11th October 2016
  • Bora Nanaj

The Financial Conduct Authority (FCA) published its third consultation paper (CP3) with regards to the implementation of the revised Markets in Financial Instruments Directive (MiFID II) on 29 September 2016. MiFID II, which comes into effect on 3 January 2018, is aimed at making markets more efficient, transparent and responsible.  Strengthening consumer protection is one Read More

08 Apr
2016

MAR: time to worry about your opinions

  • 8th April 2016
  • Sukhvinder Gill

JWG’s Customer Data Management Group (CDMG) March focus was the soon to be implemented (3 July 2016) Market Abuse Regulation (MAR). JWG have created a set of rule interpretations for MAR which have been incorporated into our regulatory platform, RegDelta.  The March CDMG also included a rule interpretation segment, where participants ‘deep-dived’ a few of Read More

03 Feb
2016

The new safe harbour: EU – US privacy shield

In November last year, at JWG’s monthly CDMG meeting, we discussed the incoming General Data Protection Regulation which – at that stage – remained a draft and the implications of the removal of the US safe harbour rule.  The safe harbour rule was an agreement between the US and EU allowing businesses to transfer personal Read More