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Holistic Surveillance Maturity Model Benchmark Study
Archive
02 Aug
2019

Holistic Surveillance Maturity Model Benchmark Study

  • 2nd August 2019
  • PJ Di Giammarino

We are pleased to announce the launch of our latest survey: ‘Holistic Surveillance Maturity Model Benchmark Study’. The aim of the survey is to investigate the problem currently faced by firms and their suppliers because there is no common language to quickly align their voice, eComms and trade surveilliance conversations about the technical capabilities required by Read More

03 Jul
2017

KYC compliance: automation and the human

  • 3rd July 2017
  • Jordan Dilworth

In Megan Butler’s speech on creating a more effective approach to combatting financial crime, she posed the question “can technology help make your compliance processes slicker, more efficient and more effective?”.  For combatting anti-money laundering and developing an effective KYC framework, the answer is a resounding yes. Firms that operate on a global basis will Read More

11 Apr
2017

IMeta taps JWG RegDelta for regulatory interpretation services

IMeta, a leading global provider of client data management software and services, today announced it has selected JWG’s RegDelta platform, the leading regulatory change management platform, to provide a full regulatory rule set for the iMeta Client Lifecycle Management platform. JWG’s RegDelta platform allows thousands of pages of detailed operational obligations to be organised, interpreted Read More

15 Feb
2017

DLT- The solution to KYC inefficiencies?

  • 15th February 2017
  • Letitia Bolton

Distributed Ledger Technology (DLT) is currently a hot topic for financial services, and with good reason, as banks are looking for efficient solutions to costly and cumbersome regulatory burdens and this is exactly what DLT promises to deliver. One of the key areas where there is clear application for this is in meeting Know Your Read More

20 Jan
2017

Getting MiFID II right the first time

  • 20th January 2017
  • Daniel Simpson

Transparency is the cornerstone of MiFID II. Whether it’s pricing, product or process transparency, participants will need to pull back the curtains to make more information public regarding the nature of their operations, products and services. Consequently, investment firms will need to know more about their clients than ever before, with very little margin for Read More

04 Dec
2015

Welcome to the new RegTech

  • 4th December 2015
  • Daniel Simpson

Welcome to our new and improved RegTech site. The site will continue to bring you JWG’s analysis spanning the breadth of global regulatory reform as well as insight from collaborators across the industry, and it will aim to do so more accessibly, allowing you, the reader, to filter at a much more granular level. This Read More

18 Sep
2015

To LEI or not to LEI?

  • 18th September 2015
  • Mark Robinson

JWG analysis. Continuing our Legal Entity Identifier (LEI) series, from when the universal identification of financial entities was a mere idea on the horizon to its steady increase in prominence and complexity, we now mark a new date in the KYC calendar with the arrival of the consultation paper for level 2 relationship data for Read More

22 Apr
2015

RegBeacon now published for members.

JWG analysis. Since the turn of the year, we have not seen the pace of reform slow down. We could fill pages with acronyms describing the new requirements for financial institutions, but we will spare you that. We are aiming high and expanding our coverage beyond the G20 to track over 600 regulatory initiatives and Read More

21 Apr
2015

Get your MiFID II KYC checklist for 2016

  • 21st April 2015
  • RegTechFS

JWG analysis. JWG’s recent analysis report, the MiFID II KYC mountain, finds that financial institutions have a 12-item checklist to work through for their MiFID II KYC implementation due to the requirement for firms operating in the EU to acquire, document and agree much more information about their customer’s situation and their transacted business by Read More

02 Apr
2015

KYC regulatory challenges: on deck and ready to go?

  • 2nd April 2015
  • RegTechFS

JWG analysis. Firms have plenty of planes in the air right now.  The regulatory pressure on firms to ‘get KYC right’ in the form of new financial crime regulation, such as FATCA or AMLD IV, and huge fines means they will need to juggle these changes amidst an ongoing regulatory implementation effort. How you need Read More