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The new MiFID world: research from the buy-side perspective
Archive
03 Aug
2017

The new MiFID world: research from the buy-side perspective

The clock is ticking and the EU market has less than half a year left to implement the regulatory changes required from it.  The revised Markets in Financial Instruments Directive (MiFID II) sets new legislation effective 3 January 2018, containing a range of complex provisions intended to enhance transparency and investor protection within the financial Read More

28 Jul
2017

FCA releases asset management market study final report

The FCA has released its final report on the Asset Management Market Study, which was launched in order to understand how asset managers compete to deliver value to clients, highlighting the weak price competition in several areas, issues with lack of clarity over charges and objectives. The study was launched in November 2015, with an Read More

05 Jul
2017

Asset managers and best execution: obtaining the best possible results from MiFID II

  • 5th July 2017
  • Jordan Dilworth

The end is in sight.  In under six months, the deadline for MiFID II implementation will have passed.  Since its legislative inception, JWG has iterated the importance of forward planning and anticipating the major changes under MiFID II.  In concrete terms, our MiFID Implementation Group (MIG) meetings have provided the platform for senior managers from Read More

30 Jun
2017

JWG announce 12 July MiFID Webinar

  • 30th June 2017
  • Daniel Simpson

In our previous article we announced some of the key findings from our recent buy-side focused MiFID survey. Now we are pleased to announce a webinar on 12 July to review and analyse the results in more depth with a panel of experts. The webinar will aim to present new survey findings to help inform Read More

26 Jun
2017

Paying for research under MiFID II

  • 26th June 2017
  • Darshna Pindoriya

The topic of research under MiFID II has been a popular discussion lately amongst top firms at JWG’s MIG meetings. MiFID II demands that firms be transparent to investors about how they plan to pay for research and the value which they place on it, which has led managers to think about how much they Read More

20 Jun
2017

The quest for a transparent global financial market

  • 20th June 2017
  • Jordan Dilworth

One of the many weaknesses that the financial crisis exposed was the feeble transparency framework in financial markets.  In response, MiFID II and MiFIR built on the regulatory agenda of the G20 by aiming to strengthen the transparency framework of markets in financial instruments, including OTC trading. Building on MiFID I, the second incarnation extends Read More

19 Jun
2017

Costs and charges: the crossover between MiFID II and PRIIPs

  • 19th June 2017
  • Darshna Pindoriya

Not long now – in less than 6 months’ time – both MiFID II and PRIIPs will become effective across EU Member States. ESMA recently published a Q&A on MiFID II and MiFIR investor protection topics in which 14 new questions were added. These include new Q&As on costs and charges in relation to the Read More