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Conduct risk explained: Fix the systems in 2014, or pay the fines
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09 Oct
2013

Conduct risk explained: Fix the systems in 2014, or pay the fines

  • 9th October 2013
  • RegTechFS

Conduct risk is becoming something of a buzz word for regulators this year. In the UK, the FCA took over supervision of consumer protection from the FSA and published its Risk Outlook 2013 back in March, which outlined the new conduct risk regime. Since then, and coming on the back of the FSA’s MMR and Read More