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Holistic Surveillance Maturity Model Benchmark Study
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02 Aug
2019

Holistic Surveillance Maturity Model Benchmark Study

  • 2nd August 2019
  • PJ Di Giammarino

We are pleased to announce the launch of our latest survey: ‘Holistic Surveillance Maturity Model Benchmark Study’. The aim of the survey is to investigate the problem currently faced by firms and their suppliers because there is no common language to quickly align their voice, eComms and trade surveilliance conversations about the technical capabilities required by Read More

19 Jan
2018

Latest RegBeacon published

2017 was a year of profound upheaval for firms and regulators. As we move in 2018 we publish our latest RegBeacon, we are looking ahead and reviewing the trends shaping the global financial landscape in 2018 and beyond. Our message to the industry is that, even though we have seen off numerous deadlines and challenges Read More

22 Dec
2017

The state of RegTech

Thomson Reuters Regulatory Intelligence originally published this article on 21/12/2017. Thomson Reuters Regulatory Intelligence speaks to important figures in the compliance and financial arena to hear their thoughts and discuss wider issues related to their fields. Today we talk to PJ Di Giammarino founder and CEO of regulatory think-tank JWG–IT, trusted by the global financial Read More

18 Oct
2017

Latest RegBeacon published

As we head into the final MiFID II implementation straight we publish our latest RegBeacon, but our message to the industry is that the ‘end’ is far from sight. We are becoming firm believers that there will be more work done to deliver this set of changes after the due date, than in the run Read More

23 Aug
2017

FinTech: what standard?

  • 23rd August 2017
  • Letitia Bolton

Now seems to be the time for vital standards discussions on financial services technology.  But perhaps the overarching questions for a global industry like FinTech are: who sets the standards and how? Of late, bodies like the EC have begun asking such questions, for example in their Q2 FinTech consultation.  Our view is that we Read More

10 Aug
2017

RegTech: strategic, automated solutions

  • 10th August 2017
  • Letitia Bolton

Regulation is constantly changing and evolving, reflecting the turbulent and innovative nature of financial services, with hundreds of regulators in different regions and financial spheres formulating regimes and detailing the obligations firms must prove compliance with. The implication for any firm is that keeping track can be a drain on resources – and risky if Read More

10 Jul
2017

Latest RegBeacon available now

Over the past quarter, we have made considerable progress towards the creation of a RegTech Council. In this members-only issue we cover our latest activity in the RegTech arena including:   The progress of our new RegTech SIGs – The restructured membership groups are broadening and improving our coverage MIG update – With 6 months to go, firms are moving from Read More

03 Jul
2017

KYC compliance: automation and the human

  • 3rd July 2017
  • Jordan Dilworth

In Megan Butler’s speech on creating a more effective approach to combatting financial crime, she posed the question “can technology help make your compliance processes slicker, more efficient and more effective?”.  For combatting anti-money laundering and developing an effective KYC framework, the answer is a resounding yes. Firms that operate on a global basis will Read More