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Chipping away at Dodd-Frank: speculation subsides as US Treasury releases reform recommendations
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26 Jul
2017

Chipping away at Dodd-Frank: speculation subsides as US Treasury releases reform recommendations

On 12 June 2017, the US Treasury released the first in what will be a series of financial regulatory reports in accordance with Executive Order 13772 signed by President Trump.  The publishing of “A Financial System That Creates Economic Opportunities – Banks and Credit Unions” now gives us a better understanding of what the future Read More

19 Jun
2017

Costs and charges: the crossover between MiFID II and PRIIPs

  • 19th June 2017
  • Darshna Pindoriya

Not long now – in less than 6 months’ time – both MiFID II and PRIIPs will become effective across EU Member States. ESMA recently published a Q&A on MiFID II and MiFIR investor protection topics in which 14 new questions were added. These include new Q&As on costs and charges in relation to the Read More

18 May
2017

The RegTech mountain: we win, one step at a time

  • 18th May 2017
  • Letitia Bolton

After the financial crisis in 2008, there was an effort to put in place regulation to support the markets and prevent such a crisis in the future by, in the words of Mark Carney, moving the global financial system “from fragility to  resilience”.  In his recap of what a difference a decade makes, however, we Read More

09 May
2017

Building the bulwark: preparing your firm for data protection regulations

What image is conjured up when you hear the term “cybercriminal”?  A Guy Fawkes mask partially concealed underneath a black hoodie to the accompaniment of sinister music? Whilst this image provides an excellent trope for Saturday night TV, it does not reflect the reality of cybercrime. At our second RegTech Capital Markets Conference, we held Read More