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Holistic Surveillance Maturity Model Benchmark Study
Archive
02 Aug
2019

Holistic Surveillance Maturity Model Benchmark Study

  • 2nd August 2019
  • PJ Di Giammarino

We are pleased to announce the launch of our latest survey: ‘Holistic Surveillance Maturity Model Benchmark Study’. The aim of the survey is to investigate the problem currently faced by firms and their suppliers because there is no common language to quickly align their voice, eComms and trade surveilliance conversations about the technical capabilities required by Read More

22 Dec
2017

The state of RegTech

Thomson Reuters Regulatory Intelligence originally published this article on 21/12/2017. Thomson Reuters Regulatory Intelligence speaks to important figures in the compliance and financial arena to hear their thoughts and discuss wider issues related to their fields. Today we talk to PJ Di Giammarino founder and CEO of regulatory think-tank JWG–IT, trusted by the global financial Read More

18 Dec
2017

European Commission to fix broken reporting framework – starting in 2018

  • 18th December 2017
  • Eman Galea

Two years after its Call for Evidence determining whether EU regulation is fit for purpose, the European Commission (EC) has found that automation and standardisation should ultimately pave the way towards reducing the regulatory burden for the industry – improving law making in the EU. This means that reporting experts and RegTech providers of all Read More

10 Nov
2017

SFTR: challenges and changes down the road

Challenges are on the horizon for firms subject to the Securities Financing Transactions Regulation enforced through the European Commission.  The Securities Financing Transactions Regulation, or SFTR, was announced back in 2014 and entered into force on 12 January 2016.  It is geared to be fully implemented by 2019 with the last phase in occurring during Read More

24 Oct
2017

Getting new MiFID II reports wrong could cost millions

Let’s face it, getting data right is never easy and, with MiFID II’s drive for transparency kicking into high gear, the risks of getting reporting wrong are greater than ever. With additional reporting regime change coming next year, why not make your life easier and join in the industry RegTech collaborations in this space? Recognise the risks Trade and transaction reporting fines come with Read More

29 Sep
2017

Commodity derivatives: all you need to know about position reporting under MiFID II

With MiFID II’s implementation date of 3 January 2018 fast approaching, investment firms need to prepare for the changes that will be brought about by the EU’s flagship regulatory policy. All-encompassing in its scope, MiFID II will implement regulatory changes that will impact the trading of all financial instruments. In an attempt to fulfil the Read More

06 Sep
2017

Unity of purpose, unity of action – a call for better reporting capabilities

  • 6th September 2017
  • Eman Galea

Following one of the Trump administration’s financial executive orders, the US Treasury Department issued a report which calls for regulators to streamline reporting obligations and review their coordination efforts, incorporating greater accountability and clarity into examination procedures and data collection requirements. The request mirrors commentary from European Central Bank President Mario Draghi, who, during his Read More

17 Aug
2017

Refocusing regulatory reporting: a shift in global sentiment

  • 17th August 2017
  • Eman Galea

The implementation of trade and transaction reporting was intended to improve transparency and mitigate systematic risk in the derivatives markets. To achieve this, global leaders have committed to implement standards globally and consistently in a way that ensures a level playing field – reducing market fragmentation and regulatory arbitrage.  Whilst progress has been made on Read More

10 Jul
2017

Addressing the reporting disconnect: we must formalise regulatory governance

  • 10th July 2017
  • Henry Hair

In the eight years since the G20’s Pittsburgh summit, regulatory forces have reshaped the complexity of market infrastructure.  Unfortunately, there has not been a corresponding increase in the maturity level of industry engagement between the public and private sector. The current landscape for regulatory reporting is riddled with complexity – made evident by waves of Read More