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The new MiFID world: research from the buy-side perspective
Archive
03 Aug
2017

The new MiFID world: research from the buy-side perspective

The clock is ticking and the EU market has less than half a year left to implement the regulatory changes required from it.  The revised Markets in Financial Instruments Directive (MiFID II) sets new legislation effective 3 January 2018, containing a range of complex provisions intended to enhance transparency and investor protection within the financial Read More

07 Oct
2015

MiFID II implementation training – all systems go for 3 November

  • 7th October 2015
  • RegTechFS

With the MiFID II technical standards finally being published, the time is right to give our successful MiFID II implementation training its latest run on 3 November in London. We suspect that, soon, regulators will be asking tough questions about how you plan to be ready for system integration testing in a mere nine months Read More

18 Mar
2015

G20 reform – TSAM helicopter view

  • 18th March 2015
  • David Miller

Regulation is coming thick and fast. With predicted document count of 200,000 by 2018, dealing with the deluge in a page-by-page, regulation-by-regulation approach is becoming impossible as G20 commitments spread across many rulebooks. Firms trying to tackle the changes one-by-one will end up with sky-high implementation costs and conflicting priorities – unless they take action Read More

29 Jan
2015

JWG launches KYC training – 24 February. RSVP now

The need for better counterparty information sits at the centre of most regulatory reform agendas. Unfortunately, this means the period from 2015 to 2017 brings with it massive new documentation, workflow and vendor change for the hundreds of fields maintained for every subaccount in capital markets. Do you know what is about to hit your marketing, Read More