Smarsh is the recognised global leader in electronic communications archiving solutions for regulated organisations. The Smarsh Connected Suite provides innovative capture, archiving, e-discovery, and supervision solutions across the industry’s widest breadth of communication channels. Smarsh provides its global client base with compliance built on confidence. Customers span the top banks in North America and Europe, along with leading brokerage firms, insurers, and registered investment advisors. Smarsh also enables federal and state government agencies to meet their public records and e-discovery requirements. For more information, visit www.smarsh.com.
Financial Institutions are being asked to demonstrate true end to end control over their regulatory change management. Regulatory changes on multiple fronts are requiring upgrades to the way projects are done, policies are maintained, reports produced, data quality is checked, agreements are signed and suppliers are contracted. What have leading RegTech implementations shown about what does it takes to put ‘end to end’ solutions in place and what have the benefits been?