A spotlight on the business impact of digital regulation  

Available on all major podcast platforms, including:

Podcast Episodes

Episode 20
Disrupting compliance

Aired on: December 10, 2021

Episode 19
Digital supply chain transparency

Aired on: November 12, 2021

Episode 18
Digitizing Compliance’s many dashboards

Aired on: November 5, 2021

Episode 17
Digital compliance

Aired on: October 28, 2021

Episode 16
Staying in control of a digital age

Aired on: October 15, 2021

Episode 15
Implementing RegTech control solutions

Aired on: October 15, 2021

Episode 14
Episode 13
RegTech from horizon to controls

Aired on: October 7, 2021

Episode 12
NextGen SupTech reporting

Aired on: September 28, 2021

Episode 11
Episode 10
MiFID III & Digitalizing Markets

Aired on: July 29, 2021

Episode 9
Approaching the CBDC border

Aired on: June 29, 2021

Episode 8
Episode 7
Democratizing markets

Aired on: April 27, 2021

Episode 6
Episode 5
Episode 3

Available on all major podcast platforms, including:


To stimulate holistic debate over the digital approach to FS sector supervision


Contextualise strategic issues and inform strategies for effective development of digital policies and deployment of new technologies in a better, faster, cheaper and safer manner.


Fast paced, key question-driven 30-minute podcasts hosted by JWG with at least 2 expert speakers and subject matter experts

Target regulator & regulated audience

  • C-level executives
  • Policy formulators
  • Standard setters
  • Operations and data
  • Technology


In 2021 the Financial Services sector is undergoing a transition on three fronts:

  • Continued digitalization of the infrastructure and demand for digital integrity
  • A second decade of post 2008 reforms and demand for more granular controls
  • The new post-COVID economic reality of banking in a post Brexit, post Trump world

Key Topics

Conduct & Culture

SM&CR, MiFID III, BoE Future of Finance – new digital rule books

Financial Markets

Trading, market abuse and regulatory reporting

Digital Infrastructure

Cloud, data, new technology and risk controls.

Money Laundering

5MLD transparency obligations and new data rules

Available on all major podcast platforms, including:

Listener Benefits

  • Understanding political mandate shifts driven by failures, fines and national agenda
  • Contextualising new demands from regulators, and their impact on current practices
  • Informing strategies for how to get ahead

Speaker Benefits

  • Promote your views/ highlight your institution’s priorities, needs and offerings
  • Raise awareness to alternative strategies/ ways of overcoming challenges
  • Engage in debate with your peers from around the world

Provisional RegCast 2021 Agendas

In 2021 the Financial Services sector is undergoing a transition on three fronts:




New RegTech drivers

Supervisors, Risk, Surveillance, Data

Regulatory culture and technology

The LCF Review

The Connaught Review

The FCA response

Transformation, Reg affairs, Data, Technology

Reg digitisation strategies

EU digital strategy/ MRER

UK BoE data collection/ DRR

ADGM unifying framework




Innovation, Transformation, Data, Technology

Post-Covid digital finance

AI, Cyberattacks,


Digital Currencies


De Fi


Tokenizing assets

Risk, ESG, Data

Green reporting and markets

IFRS requirements

Global standards

TCFD standards


Compliance, Surveillance, Conduct regulators

Culture audits





Holistic surveillance

Voice / eComms post COVID

MLROs, Conduct risk, Data, Technology

Protecting the digital system (KYC/AML)

Safe, shareable, cross-border data assets with DLT and homomorphic encryption

The future of identifiers and common reference data

UK economic crime plan

AML fines

New EU plans for AML

Global TechSprint findings & ICO view on PET & AI

Front office, Markets Policy, Technology, Data, Procurement

Digital Markets post Brexit & MiFID III


Best execution

Market data

Consumer protection

Regulatory reporting



De Fi

Technology, Data, Procurement, ESG, Conduct regulators

Leashing BigTech

Divergence of international cloud standards

Direct supervision of CSPs

Breaking up Facebook

Operational resilience



Cyber security

Operational resilience

ESG risk factor K

Front office, Transformation, Compliance, Operations, Technology, Data

Mapping the regulatory Genome

Cambridge Centre for Alternative Finance (CCAF) (video here)

Regulatory obligation tracking

Industry collaboration



The regulatory horizon 2021

What 28,000 documents tell us about 2021 priorities

Top 10 lists



RegTech opportunities


Front office, Transformation, Compliance, Operations, Technology, Data

Market abuse post COVID

New Market Abuse demands

Policy impact

Fines, threats and reality



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