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JWG established Special Interest Groups (SIGs) in 2006 to bring all parts of the industry together in a ‘Joint Working Group’ to discuss how to best solve compliance challenges with the latest technology.

The SIGs provide a collaborative, high-trust environment under Chatham House rule, uniting Directors, programme managers and regulatory SMEs from the sell-side, buy-side and vendors to understand how RegTech can help solve for regulatory challenges, large and small. Today, our RegTech SIGs cover trade surveillance, KYC/AML, and reporting and reference data. We have facilitated an average of 3 SIG meetings a month over the past 12 years.

Trade Surveillance SIG TSS

This group covers trading issues of what can be traded, where it can be traded, which types of firm can trade it and what systems they need to have in place to do so.

Upcoming TSS SIGs
TSS 27: Canadian Trade surveillance CDM next steps

Start: March 15, 2024 1:30 pm

Upcoming Online

Archived TSS Events
TSS 23: GameStop, Conduct Risk, Culture and KPIs

Happened on: March 16, 2021 4:00 pm

TSS 22: SM&CR use case objectives and roadmap

Happened on: November 17, 2020 4:00 pm

Reporting & Reference Data SIG RRDS

This group covers reporting to regulators including but not limited to transaction reporting, we will get into the details of reporting formats, standards and collection mechanisms as well as data models and gap analysis across comparable regimes.

Upcoming RRDS SIGs
There are no upcoming RRDS SIGs.
If you would like to be kept upto-date subscribe, for free to RegTechFS Hubs.

Client Management SIG CMS

This group focuses on AML and other regulations which govern client conduct.

Upcoming CMS SIGs
There are no upcoming CMS SIGs.
If you would like to be kept upto-date subscribe, for free to RegTechFS Hubs.
Archived CMS Events
CMS 17: RTC – AML registry data project

Happened on: March 3, 2020 4:00 pm

CMS 16: RegTech Council 5MLD registry data project​

Happened on: January 30, 2020 1:30 pm

CMS 15: Citadel/AMLDV Registry data sharing vision

Happened on: November 28, 2019 4:00 pm

CMS 14: RTC & FCA TechSprint Winning UBO solution

Happened on: September 26, 2019 4:00 pm

CMS 13: RTC KYC Registry & Forward planning meeting

Happened on: July 23, 2019 4:00 pm

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