RegTech Intelligence Hub

Homepage
>
Documents
>
Document
>
TSS 23: GameStop, Conduct Risk, Culture and KPIs

Document
TSS 23: GameStop, Conduct Risk, Culture and KPIs

Posted on April 13, 2021

Log in to gain access to this document.

Details of this document are only available to authorised members under Chatham House Rule.

Not a member? Apply here.

Not the right permissions? Contact Us.

Recent Posts

Recent Comments

Robert Da on Regulation YY: enhanced prudential standards
Mangirdas Darguzis on MiFID II – the last stretch is (also) paved with paper
S Murray on MiFID II – the last stretch is (also) paved with paper
Bob Burwood on 10 key questions on the PRIIPs regulation
great on MiFID II Product Governance Framework- Changing the face of Investor Relations

Latest

TSS 27: CDM for trade surveillance – minutes

March 20, 2024 - In: Document

November 7, 2023 - In: Analysis

November 6, 2023 - In: Analysis

FINOS RegTech Council ESG Hackathon pre-meeting (ESG1) presentation

October 23, 2023 - In: Document

FINOS RegTech Council ESG Hackathon pre-meeting (ESG1) Draft Minutes

October 23, 2023 - In: Document

Embedded Compliance Unlocked

October 10, 2023 - In: Document

DRR Architecture WG 18

December 7, 2022 - In: Document

Design Oversight Committee 14 (DOC14) Minutes

November 16, 2022 - In: Meeting Notes

DRR Oversight Committee 14 (DOC14) presentation

November 15, 2022 - In: Presentation

RRDS 35: Digital Reporting Taskforce – Senior messaging (DRTF7) minutes

November 15, 2022 - In: Meeting Notes

RRDS 35: Digital Reporting Taskforce senior messaging (DRTF7)

October 14, 2022 - In: Document

Design Oversight Committee 13 (DOC13) Minutes

October 11, 2022 - In: Meeting Notes

DRR Oversight Committee 13 (DOC13) presentation

October 11, 2022 - In: Presentation

IT Guide to Operational Resilience: a companion guide

September 2, 2022 - In: Document

Managing Digital Infrastructure Risk

September 2, 2022 - In: Document

Design Oversight Committee 12 (DOC12) Minutes

July 18, 2022 - In: Meeting Notes

DRR Oversight Committee 12 (DOC12) presentation

July 14, 2022 - In: Presentation

RRDS 34: Digital Reporting Taskforce – Risk information problem statements (DRTF6) minutes

June 22, 2022 - In: Meeting Notes

RRDS 34: Digital Reporting Taskforce risk information problem statements (DRTF6)

June 22, 2022 - In: Document

Design Oversight Committee 11 (DOC11) Minutes

May 16, 2022 - In: Meeting Notes

DRR Oversight Committee 11 (DOC11) presentation

May 13, 2022 - In: Presentation

Design Oversight Committee 10 (DOC10) Minutes

February 28, 2022 - In: Meeting Notes

DRR Oversight Committee 10 (DOC10) presentation

February 24, 2022 - In: Presentation

The Digital Asset RegTech challenge overview

February 22, 2022 - In:

RRDS 33: Digital Reporting Taskforce – Risk information problem statements (DRTF5) minutes

February 9, 2022 - In: Meeting Notes

RRDS 33: Digital Reporting Taskforce risk information problem statements (DRTF5)

February 9, 2022 - In: Document

JWG RegTech Beacon 28

February 1, 2022 - In: Beacon

Design Oversight Committee 9 (DOC9) Minutes

December 16, 2021 - In: Meeting Notes

RRDS 32: Digital Reporting Taskforce – Risk information problem statements (DRTF4) minutes

December 16, 2021 - In: Meeting Notes

Oversight Committee 9 (DOC9) presentation

December 16, 2021 - In: Presentation

RRDS 32: Digital Reporting Taskforce risk information problem statements (DRTF4)

December 13, 2021 - In: Document

Digitizer WG update post 30 November sprint

December 8, 2021 - In: Document

DRR EMIR Fx sprint materials

November 30, 2021 - In: Document

RRDS 31: Digital Reporting Taskforce – A new risk information system (DRTF3) minutes

November 12, 2021 - In: Meeting Notes

Design Oversight Committee 8 (DOC8) Minutes

November 12, 2021 - In: Meeting Notes

Oversight Committee 8 (DOC8) presentation

November 9, 2021 - In: Presentation

RRDS 31: Digital Reporting Taskforce a new risk information system (DRTF3)

November 5, 2021 - In: Document

DRR Architecture WG 6

October 28, 2021 - In: Document

Design Oversight Committee 7 (DOC7) Minutes

October 11, 2021 - In: Meeting Notes

Digital-Age Finance: Staying in Control as Technology transforms the World

October 7, 2021 - In: Document

RRDS 30: Digital Reporting Taskforce foundational building blocks (DRTF2) minutes

October 7, 2021 - In: Meeting Notes

RRDS 30: Digital Reporting Taskforce foundational building blocks (DRTF2)

October 6, 2021 - In: Document

Oversight Committee 7 (DOC7) presentation

October 1, 2021 - In: Presentation

TSS 26: Mitigating AI & 3rd party risks for trade surveillance

September 29, 2021 - In: Presentation

RRDS 29: Digital Reporting Taskforce launch (DRTF1) minutes

September 23, 2021 - In: Meeting Notes

RRDS 29: Digital Reporting Taskforce launch (DRTF1)

September 21, 2021 - In: Document

Design Oversight Committee 6 (DOC6) Minutes

August 5, 2021 - In: Meeting Notes

Oversight Committee 6 (DOC6) presentation

July 30, 2021 - In: Presentation

TSS 25: A global regulatory AI control framework

July 28, 2021 - In: Presentation

DRR Architecture WG 5 video

July 26, 2021 - In: Document

All categories

Analysis Annual Conference Article Beacon Document Event Meeting Notes News Flash Newsletter Podcast Presentation Press Release SIG Speaker Uncategorized Webinar Announcement