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TSS 27: CDM for trade surveillance – minutes
Posted on March 20, 2024
Posted in Document, SIG and , Conduct Controls, Internal Conduct, Market Surveillance, Operational Risk, Systemic Risk, Technology, Technology Infrastructure, Technology Risk, Computational integrity, Industry collaboration, FCA /PRA Senior Managers Regime, SM&CR - Senior Managers and Certification Regime, SMR - FCA Senior Managers Regime, Austrailia, EU, France, Hong Kong, International, Singapore, UK, US

RegDelta ESG
Posted on November 7, 2023
Posted in Analysis and

RegDelta ESG
Posted on November 6, 2023
Posted in Analysis and

FINOS RegTech Council ESG Hackathon pre-meeting (ESG1) presentation
Posted on October 23, 2023
Posted in Document and , Data, Disclosure, Transparency, CSRD, Sustainable Finance Disclosure Regulation (SFDR), International

FINOS RegTech Council ESG Hackathon pre-meeting (ESG1) Draft Minutes
Posted on October 23, 2023
Posted in Document and , Data, Disclosure, Transparency, CSRD, Sustainable Finance Disclosure Regulation (SFDR), International

Embedded Compliance Unlocked
Posted on October 10, 2023
Posted in Document and , Compliance, Compliance Risk, Operational Risk, Technology, OFAC Cyber-Related Sanctions Regulations, International

DRR Architecture WG 18
Posted on December 7, 2022
Posted in Document, Presentation and , Reporting, EMIR - European Markets Infrastructure Regulation, The Dodd-Frank Wall Street Reform and Consumer Protection Act, International

Design Oversight Committee 14 (DOC14) Minutes
Posted on November 16, 2022
Posted in Meeting Notes and , Reporting, Transparency, EMIR - European Markets Infrastructure Regulation, The Dodd-Frank Wall Street Reform and Consumer Protection Act, EU, International, US

DRR Oversight Committee 14 (DOC14) presentation
Posted on November 15, 2022
Posted in Presentation and , Reporting, Transparency, EMIR - European Markets Infrastructure Regulation, The Dodd-Frank Wall Street Reform and Consumer Protection Act

RRDS 35: Digital Reporting Taskforce – Senior messaging (DRTF7) minutes
Posted on November 15, 2022
Posted in Meeting Notes and , Data, Reporting, Technology, Computational integrity, Transparency, Capital Requirements Directive IV (CRD IV), Capital Requirements Directive V (CRD V), EU, International, UK

RRDS 35: Digital Reporting Taskforce senior messaging (DRTF7)
Posted on October 14, 2022
Posted in Document and , Reporting, Transparency, International

Design Oversight Committee 13 (DOC13) Minutes
Posted on October 11, 2022
Posted in Meeting Notes and , Reporting, Transparency, EMIR - European Markets Infrastructure Regulation, The Dodd-Frank Wall Street Reform and Consumer Protection Act, EU, International, US

DRR Oversight Committee 13 (DOC13) presentation
Posted on October 11, 2022
Posted in Presentation and , Reporting, Transparency, EMIR - European Markets Infrastructure Regulation, The Dodd-Frank Wall Street Reform and Consumer Protection Act

IT Guide to Operational Resilience: a companion guide
Posted on September 2, 2022
Posted in Document and , Data, Operational Risk, Technology, Cybersecurity Act 2018, EU Digital Operational Resilience Act (DORA), OFAC Cyber-Related Sanctions Regulations, EU, International, UK, US

Managing Digital Infrastructure Risk
Posted on September 2, 2022
Posted in Document and , Data, Operational Risk, Technology, Cybersecurity Act 2018, EU Digital Operational Resilience Act (DORA), OFAC Cyber-Related Sanctions Regulations, EU, International, UK, US

Design Oversight Committee 12 (DOC12) Minutes
Posted on July 18, 2022
Posted in Meeting Notes and , Reporting, Transparency, EMIR - European Markets Infrastructure Regulation, The Dodd-Frank Wall Street Reform and Consumer Protection Act, EU, International, US

DRR Oversight Committee 12 (DOC12) presentation
Posted on July 14, 2022
Posted in Presentation and , Reporting, Transparency, EMIR - European Markets Infrastructure Regulation, The Dodd-Frank Wall Street Reform and Consumer Protection Act

RRDS 34: Digital Reporting Taskforce – Risk information problem statements (DRTF6) minutes
Posted on June 22, 2022
Posted in Meeting Notes and , Data, Reporting, Technology, Computational integrity, Transparency, Capital Requirements Directive IV (CRD IV), Capital Requirements Directive V (CRD V), EU, International, UK

RRDS 34: Digital Reporting Taskforce risk information problem statements (DRTF6)
Posted on June 22, 2022
Posted in Document and , Reporting, Transparency, International

Design Oversight Committee 11 (DOC11) Minutes
Posted on May 16, 2022
Posted in Meeting Notes and , Reporting, Transparency, EMIR - European Markets Infrastructure Regulation, The Dodd-Frank Wall Street Reform and Consumer Protection Act, EU, International, US

DRR Oversight Committee 11 (DOC11) presentation
Posted on May 13, 2022
Posted in Presentation and , Reporting, Transparency, EMIR - European Markets Infrastructure Regulation, The Dodd-Frank Wall Street Reform and Consumer Protection Act

Design Oversight Committee 10 (DOC10) Minutes
Posted on February 28, 2022
Posted in Meeting Notes and , Reporting, Transparency, EMIR - European Markets Infrastructure Regulation, The Dodd-Frank Wall Street Reform and Consumer Protection Act, EU, International, US

DRR Oversight Committee 10 (DOC10) presentation
Posted on February 24, 2022
Posted in Presentation and , Reporting, Transparency, EMIR - European Markets Infrastructure Regulation, The Dodd-Frank Wall Street Reform and Consumer Protection Act

The Digital Asset RegTech challenge overview
Posted on February 22, 2022
Posted in Uncategorized and

RRDS 33: Digital Reporting Taskforce – Risk information problem statements (DRTF5) minutes
Posted on February 9, 2022
Posted in Meeting Notes and , Data, Reporting, Technology, Computational integrity, Transparency, Capital Requirements Directive IV (CRD IV), Capital Requirements Directive V (CRD V), EU, International, UK

RRDS 33: Digital Reporting Taskforce risk information problem statements (DRTF5)
Posted on February 9, 2022
Posted in Document and , Reporting, Transparency, International

JWG RegTech Beacon 28
Posted on February 1, 2022
Posted in Beacon, Document and , Conduct, Controls, Financial Crime, Risk Management, Trading, Transparency, Computational integrity, Consumer protection, Efficiency/competition, Industry collaboration, Liquidity, Transparency, EMIR - European Markets Infrastructure Regulation, MiFID II - Markets in Financial Instruments Directive, The Dodd-Frank Wall Street Reform and Consumer Protection Act

Design Oversight Committee 9 (DOC9) Minutes
Posted on December 16, 2021
Posted in Meeting Notes and , Reporting, Transparency, EMIR - European Markets Infrastructure Regulation, The Dodd-Frank Wall Street Reform and Consumer Protection Act, EU, International, US

RRDS 32: Digital Reporting Taskforce – Risk information problem statements (DRTF4) minutes
Posted on December 16, 2021
Posted in Meeting Notes and , Data, Reporting, Technology, Computational integrity, Transparency, Capital Requirements Directive IV (CRD IV), Capital Requirements Directive V (CRD V), EU, International, UK

Oversight Committee 9 (DOC9) presentation
Posted on December 16, 2021
Posted in Presentation and , Reporting, Transparency, EMIR - European Markets Infrastructure Regulation, The Dodd-Frank Wall Street Reform and Consumer Protection Act

RRDS 32: Digital Reporting Taskforce risk information problem statements (DRTF4)
Posted on December 13, 2021
Posted in Document and , Reporting, Transparency, International

Digitizer WG update post 30 November sprint
Posted on December 8, 2021
Posted in Document, SIG and , Reporting, Transparency, EMIR - European Markets Infrastructure Regulation, The Dodd-Frank Wall Street Reform and Consumer Protection Act, EU, US

DRR EMIR Fx sprint materials
Posted on November 30, 2021
Posted in Document, SIG and , Reporting, Transparency, EMIR - European Markets Infrastructure Regulation, The Dodd-Frank Wall Street Reform and Consumer Protection Act, EU, US

RRDS 31: Digital Reporting Taskforce – A new risk information system (DRTF3) minutes
Posted on November 12, 2021
Posted in Meeting Notes and , Data, Reporting, Technology, Computational integrity, Transparency, Capital Requirements Directive IV (CRD IV), Capital Requirements Directive V (CRD V), EU, International, UK

Design Oversight Committee 8 (DOC8) Minutes
Posted on November 12, 2021
Posted in Meeting Notes and , Reporting, Transparency, EMIR - European Markets Infrastructure Regulation, The Dodd-Frank Wall Street Reform and Consumer Protection Act, EU, International, US

Oversight Committee 8 (DOC8) presentation
Posted on November 9, 2021
Posted in Presentation and , Reporting, Transparency, EMIR - European Markets Infrastructure Regulation, The Dodd-Frank Wall Street Reform and Consumer Protection Act

RRDS 31: Digital Reporting Taskforce a new risk information system (DRTF3)
Posted on November 5, 2021
Posted in Document and , Reporting, Transparency, International

DRR Architecture WG 6
Posted on October 28, 2021
Posted in Document, Presentation and , Reporting, EMIR - European Markets Infrastructure Regulation, The Dodd-Frank Wall Street Reform and Consumer Protection Act, International

Design Oversight Committee 7 (DOC7) Minutes
Posted on October 11, 2021
Posted in Meeting Notes and , Reporting, Transparency, EMIR - European Markets Infrastructure Regulation, The Dodd-Frank Wall Street Reform and Consumer Protection Act, EU, International, US

Digital-Age Finance: Staying in Control as Technology transforms the World
Posted on October 7, 2021
Posted in Document and , Reporting, Transparency, International

RRDS 30: Digital Reporting Taskforce foundational building blocks (DRTF2) minutes
Posted on October 7, 2021
Posted in Meeting Notes and , Data, Reporting, Technology, Computational integrity, Transparency, Capital Requirements Directive IV (CRD IV), Capital Requirements Directive V (CRD V), EU, International, UK

RRDS 30: Digital Reporting Taskforce foundational building blocks (DRTF2)
Posted on October 6, 2021
Posted in Document and , Reporting, Transparency, International

Oversight Committee 7 (DOC7) presentation
Posted on October 1, 2021
Posted in Presentation and , Reporting, Transparency, EMIR - European Markets Infrastructure Regulation, The Dodd-Frank Wall Street Reform and Consumer Protection Act

TSS 26: Mitigating AI & 3rd party risks for trade surveillance
Posted on September 29, 2021
Posted in Presentation, SIG and , Conduct Controls, Internal Conduct, Market Surveillance, Operational Risk, Systemic Risk, Technology, Technology Infrastructure, Technology Risk, Computational integrity, Industry collaboration, FCA /PRA Senior Managers Regime, SM&CR - Senior Managers and Certification Regime, SMR - FCA Senior Managers Regime, Austrailia, EU, France, Hong Kong, International, Singapore, UK, US

RRDS 29: Digital Reporting Taskforce launch (DRTF1) minutes
Posted on September 23, 2021
Posted in Meeting Notes and , Data, Reporting, Technology, Computational integrity, Transparency, Capital Requirements Directive IV (CRD IV), Capital Requirements Directive V (CRD V), EU, International, UK

RRDS 29: Digital Reporting Taskforce launch (DRTF1)
Posted on September 21, 2021
Posted in Document and , Reporting, Transparency, International

Design Oversight Committee 6 (DOC6) Minutes
Posted on August 5, 2021
Posted in Meeting Notes and , Reporting, Transparency, EMIR - European Markets Infrastructure Regulation, The Dodd-Frank Wall Street Reform and Consumer Protection Act, EU, International, US

Oversight Committee 6 (DOC6) presentation
Posted on July 30, 2021
Posted in Presentation and , Reporting, Transparency, EMIR - European Markets Infrastructure Regulation, The Dodd-Frank Wall Street Reform and Consumer Protection Act

TSS 25: A global regulatory AI control framework
Posted on July 28, 2021
Posted in Presentation, SIG and , Accountability, Compensation Scheme, Conduct Controls, Internal Conduct, Technology, Computational integrity, Industry collaboration, FCA /PRA Senior Managers Regime, SM&CR - Senior Managers and Certification Regime, SMR - FCA Senior Managers Regime, Austrailia, EU, France, Hong Kong, International, Singapore, UK, US

DRR Architecture WG 5 video
Posted on July 26, 2021
Posted in Document and , Reporting, Transparency, EMIR - European Markets Infrastructure Regulation, The Dodd-Frank Wall Street Reform and Consumer Protection Act

DRR Architecture WG 5
Posted on July 22, 2021
Posted in Document, Presentation and , Reporting, EMIR - European Markets Infrastructure Regulation, The Dodd-Frank Wall Street Reform and Consumer Protection Act, International

Programme Oversight Committee 3 (POC3) Minutes
Posted on July 2, 2021
Posted in Meeting Notes and , Reporting, Transparency, EMIR - European Markets Infrastructure Regulation, The Dodd-Frank Wall Street Reform and Consumer Protection Act, EU, International, US

Programme Oversight Committee 3 (POC3) Presentation
Posted on July 1, 2021
Posted in Meeting Notes and , Reporting, Transparency, EMIR - European Markets Infrastructure Regulation, The Dodd-Frank Wall Street Reform and Consumer Protection Act, EU, International, US

RRDS 27: Core Sup/RegTech reporting infrastructure minutes
Posted on June 23, 2021
Posted in Uncategorized and , Data, Reporting, Technology, Computational integrity, Transparency, Capital Requirements Directive IV (CRD IV), Capital Requirements Directive V (CRD V), EU, International, UK

Common Domain Model CDM Digital Regulatory Reporting Digitizers Training June 2021
Posted on June 22, 2021
Posted in Document, SIG and , Reporting, Transparency, EMIR - European Markets Infrastructure Regulation, The Dodd-Frank Wall Street Reform and Consumer Protection Act, EU, US

0621 RDS 27: Core Sup/RegTech reporting infrastructure
Posted on June 18, 2021
Posted in Presentation, SIG and , Transparency, Computational integrity, Industry collaboration, Transparency, Capital Requirements Directive IV (CRD IV), EU, International

Programme Oversight Committee 2 (POC2) Minutes
Posted on June 11, 2021
Posted in Meeting Notes and , Reporting, Transparency, EMIR - European Markets Infrastructure Regulation, The Dodd-Frank Wall Street Reform and Consumer Protection Act, EU, International, US

Programme Oversight Committee 2 (POC2) presentation
Posted on June 9, 2021
Posted in Presentation and , Reporting, Transparency, EMIR - European Markets Infrastructure Regulation, The Dodd-Frank Wall Street Reform and Consumer Protection Act

RRDS 26: CRR2 Integrated Reporting System minutes
Posted on May 20, 2021
Posted in Uncategorized and , Data, Reporting, Technology, Computational integrity, Transparency, Capital Requirements Directive IV (CRD IV), Capital Requirements Directive V (CRD V), EU, International, UK

TSS 24: Digital Accountability in democratized finance
Posted on May 19, 2021
Posted in Presentation, SIG and , Accountability, Compensation Scheme, Conduct Controls, Internal Conduct, Computational integrity, Industry collaboration, FCA /PRA Senior Managers Regime, SM&CR - Senior Managers and Certification Regime, SMR - FCA Senior Managers Regime, Austrailia, EU, France, Hong Kong, International, Singapore, UK, US

Design Oversight Committee 5 (DOC5) Minutes
Posted on May 18, 2021
Posted in Meeting Notes and , Reporting, Transparency, EMIR - European Markets Infrastructure Regulation, The Dodd-Frank Wall Street Reform and Consumer Protection Act, EU, International, US

0521 RDS 26: CRR2 Integrated Reporting System presentation
Posted on May 14, 2021
Posted in Presentation, SIG and , Transparency, Computational integrity, Industry collaboration, Transparency, Capital Requirements Directive IV (CRD IV), EU, International

Oversight Committee 5 (DOC5) presentation
Posted on May 12, 2021
Posted in Presentation and , Reporting, Transparency, EMIR - European Markets Infrastructure Regulation, The Dodd-Frank Wall Street Reform and Consumer Protection Act

DRR Rosetta Setup
Posted on April 22, 2021
Posted in Document and

DRR Architecture WG 3
Posted on April 22, 2021
Posted in Document, Presentation and , Reporting, EMIR - European Markets Infrastructure Regulation, The Dodd-Frank Wall Street Reform and Consumer Protection Act, International

RDS 25: BoE, BIS findings and 2021 Global DRR action plan
Posted on April 14, 2021
Posted in Meeting Notes and , Data, Reporting, Basel II, Basel III, Capital Requirements Directive V (CRD V), EMIR - European Markets Infrastructure Regulation, EU, International, UK

TSS 23: GameStop, Conduct Risk, Culture and KPIs – presentation
Posted on April 13, 2021
Posted in Presentation, SIG and , Conduct, Market Abuse, Consumer protection, Liquidity, Transparency, EU, UK, US

TSS 23: GameStop, Conduct Risk, Culture and KPIs
Posted on April 13, 2021
Posted in Document and , Compliance, Conduct, Market Abuse, Consumer protection, EU, International, UK, US

Video: Introduction to Regulation Modelling in the CDM
Posted on March 23, 2021
Posted in Document and , International

Video: Navigating the CDM model components : The Event Model & Product Mode
Posted on March 23, 2021
Posted in Document and

Video: Navigating the CDM model components : The Legal Agreement Model
Posted on March 23, 2021
Posted in Document and

Video: What is Rosetta?
Posted on March 23, 2021
Posted in Document and

Video: What is the Common Domain Model?
Posted on March 23, 2021
Posted in Document and

Video: What is Digital Regulatory Reporting?
Posted on March 23, 2021
Posted in Document and

DRR EMIR Refit Sprint 1.2 Presentation
Posted on March 23, 2021
Posted in Document and

CDE-Regulator Principles
Posted on March 23, 2021
Posted in Document and

Transforming data collection from the UK financial sector – Bank of England
Posted on March 19, 2021
Posted in Document and

0321 JWG GD DRR DOC4 minutes
Posted on March 17, 2021
Posted in Document and

DRR EMIR Refit Workshop 1.1
Posted on March 16, 2021
Posted in Document and

DRR Reference material reminder
Posted on March 16, 2021
Posted in Document and

EMIR REFIT Modelling Breakout fields March 2021
Posted on March 16, 2021
Posted in Document and

RRDS 25: BoE, BIS findings DRR and 2021 plans Slides
Posted on March 12, 2021
Posted in Document and

Global DRR Design Oversight Committee 4 Presentation
Posted on March 10, 2021
Posted in Document and

JWG RegTech Beacon 27
Posted on February 23, 2021
Posted in Beacon, Document and

RRDS 25: BoE data collection findings and 2021 action plan agenda
Posted on February 2, 2021
Posted in Document and

Global DRR Design Oversight Committee 3 Minutes
Posted on February 2, 2021
Posted in Document and

Global DRR Design Oversight Committee 3 Presentation
Posted on January 29, 2021
Posted in Document and

Global DRR Project Oversight Committee 1 Minutes
Posted on January 25, 2021
Posted in Document and

Global DRR Project Oversight Committee 1 Presentation
Posted on January 21, 2021
Posted in Document and

Global DRR Design Oversight Committee 2 Minutes
Posted on December 23, 2020
Posted in Document and

Global DRR Design Oversight Committee 2 Presentation
Posted on December 17, 2020
Posted in Document and

TSS 22: SM&CR Surveillance objectives and roadmap Minutes
Posted on December 11, 2020
Posted in Document and

DRR Working Group Meeting 5 Minutes
Posted on December 8, 2020
Posted in Document and

DRR Working Group 5 Presentation
Posted on December 3, 2020
Posted in Document and

TSS 22: SM&CR Surveillance objective and roadmap Document
Posted on November 30, 2020
Posted in Document and

DRR Working Group 4 Minutes
Posted on November 30, 2020
Posted in Document and

DRR Working Group Meeting 4 Presentation
Posted on November 25, 2020
Posted in Document and

Using Rosetta for the EMIR Refit Project
Posted on November 20, 2020
Posted in Document and

DRR Working Group Meeting 3 Minutes
Posted on November 20, 2020
Posted in Document and

DRR Working Group Meeting 3 Presentation
Posted on November 19, 2020
Posted in Document and

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