Member Only Archives

TSS 27: CDM for trade surveillance – minutes

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Minutes from Trade Surveillance SIG meeting 27 Business case for common domain modelling for trade surveillance Potential use case scoping and outcomes Path forwards and next steps

TSS 28: DSR use cases, outcomes and business case

February 11, 2025 2:00 pm

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At TSS 27 financial institutions agreed that there was an opportunity to scale trade surveillance controls by creating new ‘Digital Surveillance Rules’ (DSR). This meeting is to discuss the use cases, outcomes and key success factors to build on existing surveillance guidance to conduct a CDM-based PoC. Research has shown that standardized business events and data dictionaries can streamline the…

TSS 27: Canadian Trade surveillance CDM next steps

March 15, 2024 1:30 pm

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At JWG's annual conference, panellists agreed that the financial services sector has an opportunity to leverage its newly deployed common domain model to scale trade surveillance controls, making the system safer, less noisy more efficient by billions of dollars across the markets. Research has shown that standardized business events and data dictionaries can streamline the process for spotting suspicious trading activity…

Embedded Compliance Unlocked

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DRR Architecture WG 18

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1 December meeting materials for discussion of operating model status

Design Oversight Committee 14 (DOC14) Minutes

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Minutes from the 15 November, 2022 Global Derivatives Digital Regulatory Reporting Design Oversight Committee 14 (DOC14) meeting to discuss DRR programme status vs. plans and determine next steps.

DRR Architecture WG 18

December 1, 2022 12:00 pm

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Digital Regulatory Reporting Architecture Working Group meeting 18 for firms to discuss the path forward with ISDA and establish next steps.

DRR Oversight Committee 14 (DOC14) presentation

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Presentation used to discuss DRR programme status 1.Minutes from last meeting 2.Global DRR programme status overview 3.Updates, ISO, EMIR.R project, ToM 4.Next steps 5.AOB

RRDS 35: Digital Reporting Taskforce – Senior messaging (DRTF7) minutes

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Minutes from a 13 October 2022 Chatham House rule discussion of the problem statements for the next generation of regulatory reporting and a fresh look at the broader frame for SupTech with the aim of creating a position which looks at the broader SupTech challenges and sets priorities for 2022.

RRDS 35: Digital Reporting Taskforce senior messaging (DRTF7)

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JWG research and facilitation materials for the Digital Reporting Taskforce (DRTF7) ►Summary of key conclusions from DRTF 3-6 ►DRTF problem statement ►Proposed public/private sector working group ToR

Design Oversight Committee 13 (DOC13) Minutes

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Minutes from the 5 October, 2022 Global Derivatives Digital Regulatory Reporting Design Oversight Committee 13 (DOC13) meeting to discuss DRR programme status vs. plans and determine next steps.

DRR Oversight Committee 13 (DOC13) presentation

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Presentation used to discuss DRR programme status 1.Minutes from last meeting 2.Global DRR programme status overview 3.Updates, ISO, EMIR.R project, ToM 4.Next steps 5.AOB

Global Derivatives DRR Design Oversight Committee 14 (DOC14)

November 15, 2022 3:00 pm

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DRR Design Oversight Committee 14 to discuss DRR programme status vs. plans and determine next steps.

IT Guide to Operational Resilience: a companion guide

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Managing Digital Infrastructure Risk

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DRR Architecture WG 17

September 22, 2022 4:00 pm

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Digital Regulatory Reporting Architecture Working Group meeting 17 for firms to review results of 'house view' discussions on path forward and best practices as well as service model and next steps.

DRR Architecture WG 16

September 7, 2022 4:00 pm

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Digital Regulatory Reporting Architecture Working Group meeting 16 for firms to review results of 'house view' discussions on path forward and best practices.

Design Oversight Committee 12 (DOC12) Minutes

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Minutes from the 14 July, 2022 Global Derivatives Digital Regulatory Reporting Design Oversight Committee 12 (DOC12) meeting to discuss DRR programme status vs. plans and determine next steps.

Global Derivatives DRR Design Oversight Committee 13 (DOC13)

October 5, 2022 3:00 pm

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DRR Design Oversight Committee 13to discuss DRR programme status vs. plans and determine next steps.

DRR Oversight Committee 12 (DOC12) presentation

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Presentation used to discuss DRR programme status 1.Minutes from last meeting 2.Global DRR programme status overview 3.Updates, ISO, EMIR.R project, ToM 4.Next steps 5.AOB

DRR Architecture WG 15

August 25, 2022 4:00 pm

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Digital Regulatory Reporting Architecture Working Group meeting 15 for firms to review proposed solution architectures and resourcing options.

DRR Architecture WG 14

July 26, 2022 4:00 pm

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Digital Regulatory Reporting Architecture Working Group meeting 14 for firms to review legal structure and roles and responsibilities.

DRR Architecture WG 13

July 5, 2022 4:00 pm

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Digital Regulatory Reporting Architecture Working Group meeting 13 for firms to review detailed DRR operating model needs

RRDS 35: Digital Reporting Taskforce: Senior messaging (DRTF7)

October 13, 2022 1:00 pm

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In our sixth Digital Reporting Taskforce meeting last week a global group of regulators, firms and suppliers discussed: An IIF Digital Economic Cooperation framework Problem statements for Identification and standards Messaging needs for senior management. The minutes can be found along with the meeting materials here. The next meeting, DRTF7 in October we will focus…

RRDS 34: Digital Reporting Taskforce – Risk information problem statements (DRTF6) minutes

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Minutes from a 14 June 2022 Chatham House rule discussion of the problem statements for the next generation of regulatory reporting and a fresh look at the broader frame for SupTech with the aim of creating a position which looks at the broader SupTech challenges and sets priorities for 2022.

RRDS 34: Digital Reporting Taskforce risk information problem statements (DRTF6)

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JWG research and facilitation materials for the Digital Reporting Taskforce (DRTF6) ►Introductions and recap of DRTF5 ►Problem statements 1.3: IIF report, identification, standards ►Next steps

DRR Architecture WG 12

June 16, 2022 11:30 am

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Digital Regulatory Reporting Architecture Working Group meeting 12 for firms to review target operating model strawman discussed in in DRR architecture WG meeting on 26 May 2022

Design Oversight Committee 11 (DOC11) Minutes

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Minutes from the 12 May, 2022 Global Derivatives Digital Regulatory Reporting Design Oversight Committee 11 (DOC11) meeting to discuss DRR programme status vs. plans and determine next steps.

Global Derivatives DRR Design Oversight Committee 12 (DOC12)

July 14, 2022 3:00 pm

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DRR Design Oversight Committee 12 to discuss DRR programme status vs. plans and determine next steps.

DRR Oversight Committee 11 (DOC11) presentation

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Presentation used to discuss DRR programme status 1.Minutes from last meeting 2.Global DRR programme status overview 3.UpdatesL ISO, EMIR.R project, ToM 4.Next steps 5.AOB

DRR Architecture WG 11

May 26, 2022 11:30 am

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Digital Regulatory Reporting Architecture Working Group meeting 11 for firms to review target operating model options and key issues discussed in oversight committee 11 on 12 May 2022

DRR Architecture WG 10

May 4, 2022 11:30 am

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Digital Regulatory Reporting Architecture Working Group meeting 10 for firms to review target operating model options and key issues identified in WG9

DRR Architecture WG 9

April 27, 2022 9:30 am

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Digital Regulatory Reporting Architecture Working Group meeting 9 for firms to review target operating model options and key issues identified in WG8

Design Oversight Committee 10 (DOC10) Minutes

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Minutes from the 24 February, 2022 Global Derivatives Digital Regulatory Reporting Design Oversight Committee 10 (DOC10) meeting to discuss DRR programme status vs. plans and determine next steps.

DRR Architecture WG 8

March 31, 2021 2:00 pm

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Digital Regulatory Reporting Architecture Working Group meeting 8 to review follow-up actions from oversight committee meeting (DOC10)

Global Derivatives DRR Design Oversight Committee 11 (DOC11)

May 12, 2022 3:00 pm

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DRR Design Oversight Committee 11 to discuss DRR programme status vs. plans and determine next steps.

DRR Oversight Committee 10 (DOC10) presentation

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Presentation used to discuss DRR programme status 1.Global DRR programme status 2. Forward plans 3.Next steps

RRDS 34: Digital Reporting Taskforce: Risk information problem statements (DRTF6)

June 14, 2022 1:00 pm

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In our fifth meeting, a global group of regulators, firms and suppliers discussed two key regulatory reporting problem statements and identified options to solve them, the considerations, potential paths and barriers. The minutes can be found along with the meeting materials here. The next meeting, DRTF6 on 14 June will review additional problem statements. JWG…

RRDS 33: Digital Reporting Taskforce – Risk information problem statements (DRTF5) minutes

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Minutes from a 8 February 2022 Chatham House rule discussion of the problem statements for the next generation of regulatory reporting and a fresh look at the broader frame for SupTech with the aim of creating a position which looks at the broader SupTech challenges and sets priorities for 2022.

RRDS 33: Digital Reporting Taskforce risk information problem statements (DRTF5)

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JWG research and facilitation materials for the Digital Reporting Taskforce (DRTF5) ►Introductions and recap of DRTF4 ►Problem statements 1.1 ►Next steps

JWG RegTech Beacon 28

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RegTech Beacon – Guiding your way through global regulatory storms. We are delighted to publish the 28th issue of JWG's RegTech Beacon which now serves as our yearbook that recaps 2021 accomplishments and provides an outlook of what lies ahead. Our focus this year is defining the next steps required for a truly digital financial infrastructure. …

Design Oversight Committee 9 (DOC9) Minutes

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Minutes from the 15 December Global Derivatives Digital Regulatory Reporting Design Oversight Committee 9 (DOC9) meeting to discuss DRR programme status vs. plans and determine next steps.

RRDS 33: Digital Reporting Taskforce: Risk information problem statements (DRTF5)

February 8, 2022 1:00 pm

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In our fourth meeting, a global group of regulators, firms and suppliers discussed two key regulatory reporting problem statements and identified options to solve them, the considerations, potential paths and barriers. The minutes can be found along with the meeting materials here. The next meeting, DRTF5 on 8 February will review additional problem statements. JWG…

RRDS 32: Digital Reporting Taskforce – Risk information problem statements (DRTF4) minutes

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Minutes from a 14 December Chatham House rule discussion of the problem statements for the next generation of regulatory reporting and a fresh look at the broader frame for SupTech with the aim of creating a position by December which looks at the broader SupTech challenges and sets priorities for 2022.

Global Derivatives DRR Design Oversight Committee 10 (DOC10)

February 24, 2022 4:00 pm

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DRR Design Oversight Committee 10 to discuss DRR programme status vs. plans and determine next steps.

Oversight Committee 9 (DOC9) presentation

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Presentation used to discuss DRR programme status 1.Global DRR programme status 2. Forward plans 3.Next steps

RRDS 32: Digital Reporting Taskforce risk information problem statements (DRTF4)

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JWG research and facilitation materials for the launch of the Digital Reporting Taskforce (DRTF4) ►Introductions and recap of DRTF3 ►Problem statements 1.0 ►Priorities and next steps

Digitizer WG update post 30 November sprint

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Post 30 Nov FX sprint digitizer meeting to discuss conclusions and forward plans

DRR Fx Sprint follow-up

December 8, 2021 10:00 am

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Digital Regulatory Reporting sprint follow-up meeting to review conclusions from 30 November Fx Sprint and agree next steps in advance of 15 December DOC9

DRR EMIR Fx sprint materials

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Facilitation materials for 30 Nov FX sprting

RRDS 32: Digital Reporting Taskforce: A new risk information system action plan (DRTF4)

December 14, 2021 1:00 pm

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In our third meeting, a global group of regulators, firms and suppliers discussed the new risk system design criteria and specifications, objectives, and migration paths. The minutes can be found along with the meeting materials here. The next meeting, DRTF4 on 14 December will review feedback received at DRTF3 and the JWG Annual Conference JWG…

RRDS 31: Digital Reporting Taskforce – A new risk information system (DRTF3) minutes

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Minutes from a 5 November Chatham House rule discussion of the foundational building blocks for the next generation of regulatory reporting and a fresh look at the broader frame for SupTech with the aim of creating a paper by December which looks at the broader SupTech challenges and sets priorities for 2022.

DRR Architecture WG 7

December 10, 2021 2:00 pm

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Digital Regulatory Reporting Architecture Working Group meeting 7 to review follow-up actions from oversight committee meeting8 (DOC8)

Global Derivatives DRR Design Oversight Committee 9 (DOC9)

December 15, 2021 4:00 pm

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DRR Design Oversight Committee 9 to discuss DRR programme status vs. plans and determine next steps.

Design Oversight Committee 8 (DOC8) Minutes

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Minutes from the 9 November Global Derivatives Digital Regulatory Reporting Design Oversight Committee 8 (DOC8) meeting to discuss DRR programme status vs. plans and determine next steps.

Oversight Committee 8 (DOC8) presentation

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Presentation used to discuss DRR programme status 1.Global DRR programme status 2. Forward plans 3.Next steps

RRDS 31: Digital Reporting Taskforce a new risk information system (DRTF3)

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JWG research and facilitation materials for the launch of the Digital Reporting Taskforce (DRTF3) ►Introductions and recap of DRTF2 ►New risk system design criteria and specifications ►Milestones and next steps

DRR Architecture WG 6

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27 October meeting materials for discussion of eligibility and integration use cases in advance of programme oversight committee meeting 8.

Global Derivatives DRR Design Oversight Committee 8 (DOC8)

November 9, 2021 4:00 pm

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DRR Design Oversight Committee 8 to discuss DRR programme status vs. plans and determine next steps.

DRR Architecture WG 6

October 27, 2021 2:00 pm

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Digital Regulatory Reporting Architecture Working Group meeting 6 to review follow-up actions from oversight committee meeting7 (DOC7)

Design Oversight Committee 7 (DOC7) Minutes

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Minutes from the 30 September Global Derivatives Digital Regulatory Reporting Design Oversight Committee 7 (DOC7) meeting to discuss DRR programme status vs. plans and determine next steps.

RRDS 31: Digital Reporting Taskforce: A new risk information system (DRTF3)

November 5, 2021 1:00 pm

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In our second meeting, a global group of regulators, firms and suppliers discussed the changes in the regulatory building blocks required and quickly identified components which could be assembled to define a new paradigm for risk information collection. The next meeting will focus on a new paradigm for collecting risk information from a digital system…

RRDS 30: Digital Reporting Taskforce foundational building blocks (DRTF2) minutes

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Minutes from a 5 October Chatham House rule discussion of the foundational building blocks for the next generation of regulatory reporting and a fresh look at the broader frame for SupTech with the aim of creating a paper by December which looks at the broader SupTech challenges and sets priorities for 2022.

RRDS 30: Digital Reporting Taskforce foundational building blocks (DRTF2)

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JWG research and facilitation materials for the launch of the Digital Reporting Taskforce (DRTF2) Regulatory glossary Look-ups/ reference data Reporting methods Metrics and quality

Oversight Committee 7 (DOC7) presentation

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Presentation used to discuss DRR programme status 1.Global DRR programme status 2. Forward plans 3.Next steps

TSS 26: Mitigating AI & 3rd party risks for trade surveillance

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Presentation from SIG meeting on 27 September to review updates to JWG's AI control framework, review third party risk management (TPRM) regulatory requirements and scope the impact on 2 reference surveillance use cases.

RRDS 29: Digital Reporting Taskforce launch (DRTF1) minutes

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Minutes from a 16 September June Chatham House rule discussion of the priorities and approach to organizing a multidisciplinary discussion on a fresh look at the broader frame for SupTech with the aim of creating a paper by December which looks at the broader SupTech challenges and sets priorities for 2022

RRDS 30: Digital Reporting Taskforce launch (DRTF2)

October 5, 2021 1:00 pm

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In our first meeting, a global group of regulators, firms and suppliers discussed the changes in the regulatory reporting story, the building blocks required, stakeholders to engage and the collaborative mode of working we would like to establish. At this next meeting we will start with 4 building blocks, identify targets and highlight gaps to…

RRDS 29: Digital Reporting Taskforce launch (DRTF1)

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JWG research and facilitation materials for the launch of the Digital Reporting Taskforce (DRTF1) ►PRA update & DRTF position recap ►Gap research & DRTF priorities ►ToR, key stakeholders and approach ►Next steps

RRDS 29: Digital Reporting Taskforce launch (DRTF1)

September 16, 2021 2:30 pm

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Financial services are digitizing fast but there is much more public and private sectors can do to deliver reporting controls which fulfil supervisory mandates in a digital age. With support from top regulators, financial institutions, and vendors JWG is launching a task force to 1) define a future target operating model for the regulatory reporting…

Design Oversight Committee 6 (DOC6) Minutes

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Minutes from the 29 July Global Derivatives Digital Regulatory Reporting Design Oversight Committee 6 (DOC6) meeting to discuss DRR programme status vs. plans, review architecture recommendations and determine next steps.

Global Derivatives DRR Design Oversight Committee 7 (DOC7)

September 30, 2021 4:00 pm

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DRR Design Oversight Committee 7 to discuss DRR programme status vs. plans and determine next steps.

TSS 26: Mitigating AI & 3rd party risks for trade surveillance

September 28, 2021 4:00 pm

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Following a great discussion about the major surveillance AI control gaps highlighted by JWG’s July research the FATF and BIS have both published complementary AI policy papers. With penalties of up to 6% of annual revenue 500 working days away, we have decided to build RegTech AI surveillance use cases to: Tease out the…

Oversight Committee 6 (DOC6) presentation

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Presentation used to discuss DRR programme status 1.Global DRR programme status 2.Architecture WG conclusions and plans 3.Next steps 4.AOB

TSS 25: A global regulatory AI control framework

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Presentation from SIG meeting on 27 July to review updates to the trade surveillance regulatory agenda, review global artificial intelligence gaps and agree next steps.

DRR Architecture WG 5 video

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DRR Architecture WG 5

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21 July meeting materials for review of semantic tooling in advance of programme oversight committee meeting 6.

Programme Oversight Committee 3 (POC3) Minutes

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Minutes from the Global Derivatives Digital Regulatory Reporting Programme Oversight Committee 3 (POC3) to discuss CFTC reporting rewrite timelines, objectives, critical path, milestones, and delivery options. Potential risks were reviewed, and secretariat recommendations to accelerate CFTC plans were also discussed.

Programme Oversight Committee 3 (POC3) Presentation

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Presentation from the Global Derivatives Digital Regulatory Reporting Programme Oversight Committee 3 (POC3) meeting to confirm the scope and resource requirements for the CFTC efforts .

RRDS 28: International, UK & EU regulatory reporting strategy alignment

July 22, 2021 4:00 pm

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JWG’s 2021 regulatory reporting research programme has concluded that the industry needs to step back and agree the digital vision for regulatory reporting. So far this year we have had over 20 firms, 10 suppliers, 7 regulators, 5 trade bodies and 3 academic institutions help align ‘top down’ and ‘bottom up’ risk data collection challenges…

RRDS 27: Core Sup/RegTech reporting infrastructure minutes

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Minutes from a 17 June Chatham House rule discussion of a new framework to tackle risk data collection challenges in the digital age in the context of the EBA’s discussion paper on integrated reporting and to determine next steps.

Digitizer peer review 7-10

July 7, 2021 2:00 pm

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DRR Digitizer WG Peer review meeting agenda: Collect individual model submissions. 3 days in advance of each meeting we will call for your contributions to be submitted (before the meeting) Peer reviews meetings. ISDA will nominate the running order of the review meetings (55 mins) Progress tracking. JWG will publish and maintain a tracker of…

DRR Architecture WG 5

July 21, 2021 3:30 pm

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Digital Regulatory Reporting Architecture Working Group meeting 5 to review progress vs. plans and follow-up actions from oversight committee meeting 5 (DOC5) and Programme Oversight Committee 2 (POC2) and POC3

Common Domain Model CDM Digital Regulatory Reporting Digitizers Training June 2021

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Training materials for Cohort 3

0621 RDS 27: Core Sup/RegTech reporting infrastructure

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JWG presentation and facilitation materials for Chatham house rules discussion with Regulators, Financial Institutions, Accademia and the Supply chain covering: 1.Introductions 2.Overview of global and EU regulatory reporting strategies in progress 3. JWG position on EBA 430C Integrated reporting consultation 4.Path forwards to defining a SupTech/RegTech reporting core 5.Next steps

TSS 25: Global capital markets AI control framework gaps

July 27, 2021 4:00 pm

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Following our discussion of several global accountability regimes and forthcoming culture audits we are turning our attention back to AI. This is a very noisy space with Germany, UK, Japan and the US all mandating new controls in advance of MiFID III update which could raise the algo trading bar even higher. In this…

DRR EMIR.R Fx Sprint

November 30, 2021 8:30 am

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Target outcome: to complete a targeted Fx scope of 15-20 fields by end January and set the stage for a repeatable approach in Q121 Please note: The sprint relies on a set of DRR training videos produced from a previous DRR course which are attached to this meeting notice (see 'supporting documents' below on the…

Programme Oversight Committee 2 (POC2) Minutes

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Minutes from the Global Derivatives Digital Regulatory Reporting Programme Oversight Committee 2 (POC2) meeting to review progress against programme plans, discuss targets, agree milestones, monitor risks and define next steps.

Global Derivatives DRR Programme Oversight Committee (POC3) – CFTC programme planning

June 29, 2021 3:00 pm

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As will be noted in the forthcoming minutes of the second Global Derivatives DRR Programme oversight Committee (POC2) meeting, some members expressed their support for a US-focused project on CFTC implementation. We have agreed to work with US ISDA colleagues to convene a meeting to review potential CFTC project objectives, risks and targets with…

Programme Oversight Committee 2 (POC2) presentation

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Presentation used to discuss DRR programme status DRR scope and resource Targets, milestones and risks Programme enhancements Next steps

RRDS 27: Core Sup/RegTech reporting infrastructure

June 17, 2021 4:00 pm

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The UK’s data transformation plans and Europe’s integrated reporting strategy are shaking RegTech and SupTech foundations and FS Supervisors need a new, bold and long-term approach to aligning data and technology strategies. As discussed in RRDS 26, the Global Derivatives DRR programme is enabling firms to meet CPMI/IOSCO deadlines in 2021 and offers an excellent…

RRDS 26: CRR2 Integrated Reporting System minutes

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13 May minutes from a Chatham House rule discussion of a new framework to tackle risk data collection challenges in the digital age in the context of the EBA’s discussion paper on integrated reporting.

TSS 24: Digital Accountability in democratized finance

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Presentation from SIG meeting on 18 May to review updates to the trade surveillance regulatory agenda, review global accountability regimes and agree priorities for RegTech and SupTech tooling.

Design Oversight Committee 5 (DOC5) Minutes

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Minutes from the Global Derivatives Digital Regulatory Reporting Design Oversight Committee 5 (DOC5) meeting to review progress from digitization and architecture working groups, agree plans and define next steps on 12 March 2021

Global Derivatives DRR Oversight Committee 6 (DOC6)

July 29, 2021 4:00 pm

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DRR Design Oversight Committee 6 presentation attached and minutes forthcoming.

DRR Architecture WG 4

June 18, 2021 3:30 pm

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Digital Regulatory Reporting Architecture Working Group meeting 4 to review progress vs. semantic plans and follow-up actions from oversight committee meeting 5 (DOC5) and Programme Oversight Committee 2 (PoC2). DRR CDM semantic & disambiguation requirements review Semantic architecture options and resourcing Test data approach (AB/EH) Eligibility approach

Global Derivatives DRR Programme Oversight Committee (POC2)

June 8, 2021 2:00 pm

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Inputs: ─Firm expectations of key milestones and dependencies for EMIR Refit and CFTC ─Draft planning assumptions to be challenged in POC2 (see objectives below) ─1 representative per organisation DRR programme planning session objectives: ─Targets. Set DRR MVP for the year: deliverables by quarter by regulation ─Modelling rates. Review Digitizer progress to date ─Interdependencies. Key dependencies…

Digitizer peer review 4

May 26, 2021 2:00 pm

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DRR Digitizer WG Peer review meeting agenda: Collect individual model submissions. 3 days in advance of each meeting we will call for your contributions to be submitted (before the meeting) Peer reviews meetings. ISDA will nominate the running order of the review meetings (55 mins) Progress tracking. JWG will publish and maintain a tracker of…

DRR Cohort 3 training course

June 22, 2021 2:00 pm

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4 half day training sessions in the US ET am to orient Digital Regulatory Reporting Digitizers By the end of the course participants will be able to transpose regulatory text into a CDM functional expression in Rosetta for the purposes of generating regulatory reporting. The course relies on a set of DRR training videos produced…

0521 RDS 26: CRR2 Integrated Reporting System presentation

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JWG presentation and facilitation materials for Chatham house rules discussion with Regulators, Financial Institutions, Accademia and the Supply chain covering: 1.Introductions 2.Reporting strategies for 2050 3.EBA Integrated reporting consultation deep dive 4.Path forwards 5.Next steps

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