News NextGen Trading Compliance RegTech Seminar 2023

RegTech Community

Event: Partner Events

Breaking data silos: unblocking trade surveillance and lower cost compliance – TOR

December 12, 2023 6:00 pm

In Partnership with:

Upcoming In-person

The financial services sector has an opportunity to leverage its newly deployed common domain model to scale trade surveillance controls, making the system safer, less noisy more efficient by billions of dollars across the markets. Research has shown that standardized business events and data dictionaries can streamline the process for spotting suspicious trading activity across…

Breaking data silos: unblocking trade surveillance and lower cost compliance – LDN

October 10, 2023 6:00 pm

In Partnership with:

Archived Online

The financial services sector has an opportunity to leverage its newly deployed common domain model to scale trade surveillance controls, making the system safer, less noisy more efficient by billions of dollars across the markets. Research has shown that standardized business events and data dictionaries can streamline the process for spotting suspicious trading activity across…

Breaking data silos: unblocking trade surveillance and lower cost compliance – NYC

August 23, 2023 6:00 pm

In Partnership with:

Archived Online

The financial services sector has an opportunity to leverage its newly deployed common domain model to scale trade surveillance controls, making the system safer, less noisy more efficient by billions of dollars across the markets. Research has shown that standardized business events and data dictionaries can streamline the process for spotting suspicious trading activity across…

NICE Interactions International 2023

June 20, 2023 12:00 pm

In Partnership with:

Archived Online

In this session PJ Di Giammarino will be joined by Matt Caine, Regional Sales Director at NICE, to discuss how in financial compliance, risks can lurk beneath the surface in millions of daily calls, emails, and instant messages, in new communication channels used for hybrid work, and in growing trade volumes. Finding risk in this…

FINOS’ Regulatory horizon: so bright you need shades?

June 15, 2023 1:30 pm

In Partnership with:

Archived Online

In this session, PJ Di Giammarino will discuss what it takes to get open standards fit for regulatory purpose. He will cover lessons learnt from JWG’s highly successful Derivatives DRR working group, reveal what’s next on the radar, and what actions FINOS members can take now to make sure they don’t miss out on the…

JWG & FINOS RegTech Open-Source focus 2024 Roundtable

June 14, 2023 2:30 pm

In Partnership with:

Archived Online

After conducting over 50 interviews with firms, regulators and their suppliers, JWG has focused FINOS’ regulatory-driven open-source opportunities into 3 broad regulatory buckets: post trade regulatory and market transparency; digital assets compliance and ESG data validation. This JWG-facilitated 12-person physical roundtable will help define desired outcomes, business cases, priorities and pathways for successful execution of…

New digital risks: regulatory infrastructure controls 02/11/2022

November 2, 2022 6:00 pm

In Partnership with:

Archived In-person

An opportunity for senior IT, Risk and Compliance managers to confront new regulatory demands and discuss strategic board priorities and plans over dinner New regulation will fundamentally change the landscape for the biggest tech companies--particularly cloud providers--for the first time by demanding end-to-end controls. JWG's new research paper here has found that operational resilience (UKPS6/21,DORA),…

Raising the digital reporting standard for Basel IV – 6th Oct 2022

October 6, 2022 6:00 pm

In Partnership with:

Archived In-person

The CEO’s reporting challenge is considerable.  Regulators are asking firms to raise the standard of regulatory returns to the same care and diligence given to financial reports and Basel IV is on its way for 2023. New approaches to interpreting reporting obligations and validating the calculations required with additional data sources can help. JWG, an…

NextGen SupTech reporting: Insights from Regulatory Innovators

March 30, 2021 8:30 am

In Partnership with:

Archived Online

Regulators have begun the process of operating on the data backbone which underpins effective financial sector supervision. According to recent BIS research 10 jurisdictions including APAC (APRA, BSP, MAS) and  Europe (EBA, ECB, Italy, UK, OeNB) have begun to overcome the obstacles which stand in the way of new tooling and more effective supervision. JWG,…

JWG on: a tipping point for regulation and the regulators

February 9, 2021 10:00 am

In Partnership with:

Archived Online

Unleash Your Data, the podcast that puts data at the heart of the conversation is back for Season 3. This season we’ve been speaking to leaders from the likes of EY, the DTCC and JWG, covering regulation, intelligent automation and the power of hindsight, as we remain in a global pandemic. We'll get their thoughts…

ISLA’s 11th Virtual Post Trade Conference

March 16, 2021 9:00 am

In Partnership with:

Archived Online

  JWG Participation notes Session Title: Realising the Benefits of Digitalisation Format: Virtual panel Time: Wednesday 17th March, 15:30-16:15 (45 min) Through the development of the Common Domain Model in 2020, together with the more recent initiative to create a Legal Clause Library, ISLA is developing a series of digital building blocks that will drive…

3rd Compliance & Transparency Forum 2021

January 19, 2021 7:00 am

In Partnership with:

Archived Online

A UK Government-led forum in its third year. A dynamic and engaging event bringing together the leading public and private sector actors from the UK, China and Southeast Asia to exchange knowledge and innovative practical techniques and solutions to tackle financial crime and related issues. A vibrant and vital interaction between policymakers, regulatory bodies, law…

Banking Tech Project Awards 2020

December 10, 2020 7:00 pm

In Partnership with:

Archived Online

AWARDING THE MOST TALENTED COMPANIES AND INDIVIDUALS IN THE BANKING & FINTECH INDUSTRY Now in their 21st year, the Banking Technology Awards recognise excellence and innovation in the use of IT in financial services worldwide, and the people who make it happen. JWG has been involved with Banking Tech and the award for over a decade and helped to…

10 top RegTech Opportunities for 2021

November 7, 2020 12:00 am

In Partnership with:

Archived Online

   Donna Bales, Co-Founder and Member of the Board of the Canadian RegTech Association and PJ Di Giammarino, Founder and CEO of JWG Group were honoured to participate in the Canadian Institute’s 26th Annual Flagship Conference on Regulatory Compliance for Financial Institutions. The trans-Atlantic debate, 'Assessing 10 Opportunities in the RegTech, FinTech and the…

RiskMinds International GREAT RISK MINDS DON’T THINK ALIKE

December 7, 2020 8:00 am

In Partnership with:

Archived Online

Access practical risk expertise Learn from the experts looking after the core risks within the bank. Stay on top of the latest developments in credit risk, market risk, operational risk, model risk, stress testing, capital management, IFRS 9, FRTB and much more. All delivered digitally  - see more here.   Meet the leading minds in risk…

Regulatory Compliance for Financial Institutions

November 17, 2020 8:00 am

In Partnership with:

Archived Online

   Assessing 10 Opportunities in the RegTech, FinTech and the Digital Landscape Donna Bales, Co-Founder and Member of the Board of the Canadian RegTech Association and PJ Di Giammarino, Founder and CEO of JWG Group were honoured to participate in the Canadian Institute’s 26th Annual Flagship Conference on Regulatory Compliance for Financial Institutions. The trans…

World Regtech Summit 2020

November 5, 2020 8:00 am

In Partnership with:

Archived Online

Hong Kong is a global financial powerhouse, being the regional hub to most of the world’s major international and regional banks, securities firms, insurers and asset managers; the Greater Bay Area’s financial gateway; the first home of many leading Chinese financial institutions and fintechs when they first expand outside the Mainland; and the progressive birthplace…

SupTech virtual round table: The future of FS risk data collection with Digital Reporting

November 12, 2020 1:00 pm

In Partnership with:

Archived Online

   Watch the SupTech Roundtable Q&A   A decade on from the financial crisis, the European Commission fitness check found different data modelling standards and reporting formats in place for transaction reporting and risk regimes. Efforts are underway to prove digital regulatory reporting can link reporting requirements to a business lifecycle to facilitate machine readability. This summer, the Bank…

Interactions Live 2020

October 1, 2020 12:00 am

In Partnership with:

Archived Online

Interactions Live 2020, our first ever virtual event, made history and shattered records, with over 20,000 registered attendees, making it the industry’s largest and most successful conference of the year, with customers and prospects still buzzing about their Interactions Live experience. However, unlike a physical event, the virtual event lives on. That’s right, we are…

Virtual Regulatory Reporting Forum for UK & Europe

October 14, 2020 11:00 am

In Partnership with:

Archived Online

With the ever-changing financial services market becoming more tech-enabled, the regulatory landscape is becoming increasingly more complex. Therefore, it’s no surprise that technology adoption is on the rise. The Regulatory Change & Reporting Forum is a unique virtual platform for the global ecosystem of senior banking representatives to connect, debate and share experiences in a…

Shining light on FS IT and data risk blind spots

July 21, 2020 12:00 am

In Partnership with:

Archived Online

How a firm manages data is now intrinsic to its value, yet the FS risk management framework provides no way to account for IT obsolescence, cloud concentration and data risks on the balance sheet. New operational resilience obligations, 3rd party risk management guidelines and cloud registries are due soon. ESG could provide a path forwards,…