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7 days left – Don’t miss JWG’s 2023 trading RegTech seminar

Regulators are busy engineering sell-side and buy-side rule changes which will change the markets, customer and risk management obligations starting this year.

JWG has analysed the global landscape and assembled 20+ all-stars at our *virtual* Trading Seminar to discuss our exclusive RegTech research on upcoming compliance challenges.

 7 days left to get your Complimentary VIP Pass which gives you and your team 6 months on demand access – Register Now!

Register here for 22 March

Hot Trading Radar topics:

Changes to market rules will drive new market behaviours, customer expectations and risk management obligations in 2024. Key topics for tomorrow’s radar today:

  • New Market data & transparency rules:  ESMA transparency manual, UK wholesale data FS22/1, Consolidated tape (CTP)
  • Digital assets: HMT Future FS regulation of cryptoassets CP, FCA Asset management DP23/2, JWG global seascape analysis here
  • Integrated risk surveillance: Market Watch 69, TR19/4 here, US WhatsApp fines, SVB regulatory fallout

Please see our agenda for exclusive JWG research on  MiFID II Review, MAR, CTP, Market Data, ESG, MiCA, UK asset management DP 23/2, HMT Cryptoassets,  Standards, Common Domain Model (CDM) deployment… and more!

22 March seminar speakers

Regulators: Stephen Hanks, Technical Specialist, Markets & Rhiannon Price, Wholesale Crypto Policy Manager, FCA

Associations: FIA, BVI, GDCA, IPUG, EFAMA

Firms: GAM Investments, Barclays, State Street, Former JP Morgan/ Wells Fargo, Securrency

Supply chain: Apiax, NICE Actimize, PWC, Shoosmiths, SIX, TradeHeader

Please see our speaker page for more detail.

Objective & target audience

Whether you’re an SMEs, executive decision-maker or regulator who wishes to stay on top of regulatory challenges you will gain strategic insight and take away practical recommendations for 2023.

Public sector: Prudential regulators, Conduct regulators, Government bodies, Policy units

Private sector: Financial institutions, Accademia, Trade bodies, Standards organisations.

Financial institution roles:

Middle office: Compliance, legal, risk, market data, KYC, data
Technology: CTOs, heads of eCommerce, heads of IT, etc.
Regulatory SMEs: heads of regulatory change, regulatory reporting, regulatory policy owners, etc.
Executive decision-makers: CDOs, CIOs, CAOs, COOs, etc.

Senior managers at financial institutions are eligible for complimentary passes for their team and colleagues.

Unlike other seminars, JWG will make all content and intelligence available on a fully interactive platform for 6 months, allowing the industry to reflect on the event well into 2023.

Registrants are eligible for CPD points through our accreditation partners, London Governance & Compliance Academy  For more information, please contact corrina.stokes@jwg-it.eu.

About JWG

As an independent think-tank we have collaborated with hundreds of SMEs to help guide MiFID/MAR compliance since 2006 and are uniquely positioned to bring this trading seminar to life. We look forward to seeing you soon!

Register here for 22 March

 

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