TSS 24: Digital accountability in a democratized finance sector

May 18, 2021 4:00 pm

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The UK has taken a leading role in pushing for senior management accountability with a focus on SM&CR, Conduct and Culture. EU (MIC, SEAR) and APAC regulators (BEAR/FAR, IAC) have followed suit to varying degrees. In an increasingly digital sector with divergent rule sets, the ability to manage the compliance deltas is fast becoming a…

Digitizer Cohort 1 Peer review 3

May 12, 2021 2:00 pm

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The plan is to make as much progress as possible with individual modelling in advance of launching Cohort 2 in May.  To achieve this: Individual model submissions. 3 days in advance of each meeting we will call for your contributions to be submitted (e.g., first submissions are due COB on 8 April) Peer reviews meetings.…

Digitizer Cohort 1 Peer review 2

April 28, 2021 2:00 pm

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Following on from my note earlier today, please find attached a spreadsheet with your individual field assignments for the month of April. Each person has been assigned a number of fields by ISDA which has tried to group the fields in a logical order Not everyone has the same amount of fields in total, but…

Digitizer WG Cohort 1 peer review 1

April 14, 2021 2:00 pm

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Following on from my note earlier today, please find attached a spreadsheet with your individual field assignments for the month of April. Each person has been assigned a number of fields by ISDA which has tried to group the fields in a logical order Not everyone has the same amount of fields in total, but…

NextGen SupTech reporting: Insights from Regulatory Innovators

March 30, 2021 8:30 am

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Regulators have begun the process of operating on the data backbone which underpins effective financial sector supervision. According to recent BIS research 10 jurisdictions including APAC (APRA, BSP, MAS) and  Europe (EBA, ECB, Italy, UK, OeNB) have begun to overcome the obstacles which stand in the way of new tooling and more effective supervision. JWG,…

TSS 23: GameStop, Conduct Risk, Culture and KPIs

March 16, 2021 4:00 pm

Archived Online

As we summarized in our latest Beacon, JWG’s surveillance community has covered quite a patchwork of regulatory obligations over the past 2. In all that time, nothing has pulled all into focus like GameStop. JWG has been digging beyond the broadsheet news to examine what roars from Reddit chat groups will mean to wholesale and…