SupTech virtual round table: The future of FS risk data collection with Digital Reporting

November 12, 2020 1:00 pm

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Upcoming Online

 A decade on from the financial crisis, the European Commission fitness check found different data modelling standards and reporting formats in place for transaction reporting and risk regimes. Efforts are underway to prove digital regulatory reporting can link reporting requirements to a business lifecycle to facilitate machine readability. This summer, the Bank of England and the EBA launched efforts to optimise…

TSS 21: MAR review, MiFIR CP and communications surveillance

November 3, 2020 4:00 pm

Upcoming Online

New consultations were released last week which could have a major impact on communications surveillance. Time to book your seat at the next Chatham house rule JWG RegTech Trade Surveillance Special Interest Group (TSS). The 276 page MAR review report revisits key issues for surveillance professionals including: the definition of inside information, insider dealing controls/ disclosure, market soundings, insider lists and the establishment of an…

Virtual Regulatory Reporting Forum for UK & Europe

October 14, 2020 11:00 am

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Archived Online

With the ever-changing financial services market becoming more tech-enabled, the regulatory landscape is becoming increasingly more complex. Therefore, it’s no surprise that technology adoption is on the rise. The Regulatory Change & Reporting Forum is a unique virtual platform for the global ecosystem of senior banking representatives to connect, debate and share experiences in a…

Interactions Live 2020

October 1, 2020 12:00 am

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Archived Online

Interactions Live 2020, our first ever virtual event, made history and shattered records, with over 20,000 registered attendees, making it the industry’s largest and most successful conference of the year, with customers and prospects still buzzing about their Interactions Live experience. However, unlike a physical event, the virtual event lives on. That’s right, we are…

5th European COST Conference on Artificial Intelligence in Finance and Industry

September 3, 2020 12:30 am

Archived Online

The aim of this conference is to bring together European academics, young researchers, students and industrial practitioners to discuss the application of Artificial Intelligence in Industry and Finance. The 1st COST Conference was held on September 15, 2016, the 2nd COST Conference was held on September 7, 2017, the 3rd COST Conference was held on September 6, 2018, and the 4th AI Conference was held…

TSS 20: SM&CR Guidance and MAR II/MiFID III

August 6, 2020 4:00 pm

Archived Online

We are making good progress in our 1:1 discussion of policies, controls and the availability of resources and look forward to presenting the conclusions in the context of MAR II / MiFID III.

Shining light on FS IT and data risk blind spots

July 21, 2020 12:00 am

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Archived Online

How a firm manages data is now intrinsic to its value, yet the FS risk management framework provides no way to account for IT obsolescence, cloud concentration and data risks on the balance sheet. New operational resilience obligations, 3rd party risk management guidelines and cloud registries are due soon. ESG could provide a path forwards,…

RRDS 24: UK EMIR Reg Reporting Sprint Zero

July 16, 2020 4:00 pm

Archived Online

  The group agreed the next agenda would focus on refining the scope and understanding of the effort required from the participants.   RRDS 24: UK EMIR Article 9 DRR project launch

RRDS 23: UK OTC Reg Reporting Project Launch

June 2, 2020 4:00 pm

Archived Online

Round the table: ​ Firms: BMO, BNY Mellon, Citi, Credit Suisse, DB, GAM, Goldman Sachs, Invesco, LBG, Morgan Stanley, Pictet, PIMCO, Santander, SEI, TD, UBS​ Infrastructure: Accenture, Business Semantics, Capco, DTCC, EY, Fujitsu, LRH, LSEG, Quorsus, SETL, SWIFT​ Trade Associations: AFME, ICMA, ISDA, EVIA, FIA, FTC​ Regulators: BoE, ECB, FCA

TSS19: Post COVID SM&CR surveillance audit readiness

May 28, 2020 4:00 pm

Archived Online

The FCA issued Market Watch 63 with a grave warning of post-COVID surveillance thematic or retrospective review. This confirms the expectations of many last month (minutes attached)  and we are delighted to add it to our meeting's agenda as we discuss the worked SM&CR Surveillance guidance example to define how the deliverables can help firms…